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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Phoenix, AZ | Laguna Niguel, CA | San Clemente, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 4, 2019 | n/a | yes | Phoenix, AZ|Laguna Niguel, CA|San Clemente, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jul 27, 2012 | Oct 10, 2019 | no | MILTON, GA|LAGUNA NIGUEL, CA|ORANGE, CA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 16, 2012 | Jul 28, 2012 | no | MINNEAPOLIS, MN | Previous registration |
| SELECT PORTFOLIO MANAGEMENT INC | Former SEC adviser | Oct 31, 2011 | Mar 1, 2012 | no | SAN CLEMENTE, CA|ALISO VIEJO, CA | Previous registration |
| SELECT MONEY MANAGEMENT, INC. | Independent wealth | Mar 15, 2010 | Mar 1, 2012 | no | SAN CLEMENTE, CA|LOS ANGELES, CA | Previous registration |
| SELECT PORTFOLIO MANAGEMENT INC | Former SEC adviser | Oct 27, 2009 | Mar 31, 2010 | no | SAN CLEMENTE, CA|ALISO VIEJO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 19, 2008 | Oct 6, 2009 | no | IRVINE, CA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 20, 2007 | Feb 20, 2008 | no | LAGUNA NIGUEL, CA|SAN JUAN CAPISTRANO, CA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 10, 2019 | Oct 4, 2019 | -6 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | FSC SECURITIES CORPORATION | Jul 28, 2012 | Jul 27, 2012 | -1 | Firm change | Other |
| SELECT MONEY MANAGEMENT, INC. | SELECT PORTFOLIO MANAGEMENT INC | Mar 1, 2012 | Oct 31, 2011 | -122 | Firm change after gap | Other |
| SELECT PORTFOLIO MANAGEMENT INC | QUESTAR ASSET MANAGEMENT, INC. | Mar 1, 2012 | Feb 16, 2012 | -14 | Firm change | Other |
| SELECT PORTFOLIO MANAGEMENT INC | SELECT MONEY MANAGEMENT, INC. | Mar 31, 2010 | Mar 15, 2010 | -16 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | SELECT PORTFOLIO MANAGEMENT INC | Oct 6, 2009 | Oct 27, 2009 | 21 | Firm change | Other |
| EDWARD JONES | UBS FINANCIAL SERVICES INC. | Feb 20, 2008 | Feb 19, 2008 | -1 | Firm change | Ibd to wirehouse |