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Advisor at PROSPERA FINANCIAL SERVICES, INC.
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 16, 2024 | n/a | yes | New York, NY | Current employment |
| WORLD ADVISORY SERVICES | Former SEC adviser | Mar 14, 2012 | Mar 12, 2024 | no | BAYONNE, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 13, 2008 | Mar 5, 2012 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WORLD ADVISORY SERVICES | PROSPERA FINANCIAL SERVICES, INC. | Mar 12, 2024 | Feb 16, 2024 | -25 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WORLD ADVISORY SERVICES | Mar 5, 2012 | Mar 14, 2012 | 9 | Firm change | Other |