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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JOHN SCOTT PIMENTAL

Advisor at LPL FINANCIAL LLC

PLAINVILLE, MA

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Search this name across graphsid dfx:ria:01eb9c45-ec7a-7e10-fac7-9df07ed60aeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 7, 2002
First registration: Sep 26, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4534317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 16, 2026	n/a	yes	PLAINVILLE, MA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Apr 8, 2026	no	NORTH ATTLEBORO, MA\|Worcester, MA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 29, 2019	Mar 21, 2024	no	JOHNSTON, RI\|Worcester, MA\|NORTH ATTLEBORO, MA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 31, 2017	Jan 31, 2019	no	NORTH ATTLEBORO, MA\|MINNEAPOLIS, MN	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 3, 2011	Oct 30, 2017	no	MANSFIELD, MA\|ANDOVER, MA\|WARWICK, RI\|ANDOVER, MA\|ANDOVER, MA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 26, 2008	May 12, 2011	no	WARWICK, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Apr 8, 2026	Apr 16, 2026	8	Firm change	Ibd to ibd
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2024	Mar 21, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	CETERA ADVISORS LLC	Jan 31, 2019	Jan 29, 2019	-2	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	QUESTAR ASSET MANAGEMENT, INC.	Oct 30, 2017	Oct 31, 2017	1	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	May 12, 2011	May 3, 2011	-9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:MA:2026-04-02	Apr 8, 2026	Apr 16, 2026	WORCESTER, MA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Apr 8, 2026factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 29, 2019 to Mar 21, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 31, 2017 to Jan 31, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 3, 2011 to Oct 30, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 26, 2008 to May 12, 2011factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
John Scott Pimental left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-04-16)
Form ADVobserved 4 days ago