RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S•••• P•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 16, 2026 · Plainville, Ma
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Apr 8, 2026 · North Attleboro, Ma
- C••••• A••••••• L•• formerJan 29, 2019 to Mar 21, 2024 · J•••Ston, Ri
- Q•••••• A•••• M••••••••• I••• formerOct 31, 2017 to Jan 31, 2019 · North Attleboro, Ma
- S••••••• I••••••••• I••• formerMay 3, 2011 to Oct 30, 2017 · Mansfield, Ma
- M•• F•••••••• S•••••••• I••• formerSep 26, 2008 to May 12, 2011 · Warwick, Ri
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 8, 2026, registered Apr 16, 2026 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to C••••• A••••••• L••left Jan 31, 2019, registered Jan 29, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Oct 30, 2017, registered Oct 31, 2017 (1 days) · Other
- M•• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••left May 12, 2011, registered May 3, 2011 (-9 days) · Other
- J••• S•••• P••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-16)Apr 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address