DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SYMPHONY FINANCIAL, LTD. CO.
HOUSTON, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SYMPHONY FINANCIAL, LTD. CO. | Independent wealth | Apr 6, 2026 | n/a | yes | Houston, TX|HOUSTON, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Apr 1, 2026 | no | SAINT PETERSBURG, FL|HOUSTON, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 31, 2006 | Jan 2, 2009 | no | HOUSTON, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 15, 2002 | Jun 2, 2005 | no | SPRING, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SYMPHONY FINANCIAL, LTD. CO. | Apr 1, 2026 | Apr 6, 2026 | 5 | Firm change | Ibd to RIA |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jun 2, 2005 | Jan 31, 2006 | 243 | Firm change | Other |