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CRD 171816
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DENNIS RAY GREENSAGE | n/a | HOUSTON, TX | TOMBALL, TX | 22 | 43 | 1 | yes |
| WALLACE CARR BURGOYNE | Certified Financial Planner | HOUSTON, TX | 12 | 35 | 1 | yes |
| WILLIAM EARL SHANK | n/a | HOUSTON, TX | KINGWOOD, TX | 12 | 32 | 1 | yes |
| GARY KEITH GREENSAGE | n/a | HOUSTON, TX | TOMBALL, TX | 12 | 30 | 1 | yes |
| CHRISTIAN DALY SMAISTRLA | n/a | TOMBALL, TX | HOUSTON, TX | 12 | 28 | 1 | yes |
| GLENDA RUTH TOON | n/a | EL PASO, TX | HOUSTON, TX | 12 | 25 | 1 | yes |
| BRENDA R.C. JACKSON | n/a | HOUSTON, TX | KINGWOOD, TX | 12 | 25 | 4 | yes |
| CHARLES PERRY GARLAND | n/a | HOUSTON, TX | Houston, TX | 12 | 22 | n/a | yes |
| ALEJANDRO ALFONSO TAPIA | n/a | HOUSTON, TX | Houston, TX | 12 | 23 | 1 | yes |
| MICHELLE ANN BOEDING | n/a | HOUSTON, TX | 10 | 20 | 2 | no |
| Anthony Dwayne Griffin | n/a | Kingwood, TX | HOUSTON, TX | 9 | 10 | 1 | no |
| Timothy Bruce Grassman | n/a | HOUSTON, TX | 8 | 20 | n/a | no |
| ANDREW OAK | n/a | Houston, TX | HOUSTON, TX | 7 | 12 | n/a | yes |
| JUSTIN PURVIS | n/a | Houston, TX | HOUSTON, TX | 6 | 14 | 1 | yes |
| MELISSA ANN BRENNAN | Certified Financial Planner | HOUSTON, TX | 6 | 22 | 2 | yes |
| Marco Antonio Johnson | n/a | HOUSTON, TX | 6 | 23 | n/a | no |
| ELRIDGE NICHOLAS BOLLICH | n/a | HOUSTON, TX | 4 | 47 | 3 | yes |
| RYAN LEE CORKRAN | n/a | HOUSTON, TX | 3 | 12 | 1 | yes |
| JOSHUA JAMES MCMILLAN | n/a | HOUSTON, TX | 3 | 11 | 1 | yes |
| Sean Roth | n/a | Houston, TX | HOUSTON, TX | 3 | 20 | n/a | no |
| Wayne Lilly | n/a | Houston, TX | 3 | 27 | n/a | no |
| James Michael Barksdale | n/a | Houston, TX | 3 | 11 | n/a | no |
| Sammy Dale McLeod | n/a | Houston, TX | 3 | 28 | n/a | no |
| James Lawrence Armstrong | n/a | HOUSTON, TX | 3 | 26 | n/a | no |
| Kyle Martin Fritz | n/a | HOUSTON, TX | 2 | 19 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BURGOYNE, WALLACE, CARR | PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 05/2014 | Jun 23, 2014 | Aug 27, 2024 |
| WALKER, AMBER, RENE | CHIEF OPERATING OFFICER | Na | yes | 05/2014 | Aug 17, 2018 | Aug 27, 2024 |
| MOELLER, DAVID, ALAN | CHIEF INVESTMENT OFFICER | Na | no | 08/2015 | Aug 17, 2018 | Aug 27, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 6 | yes |
| Tomball | TX | United States | 4 | yes |
| Kingwood | TX | United States | 2 | yes |
| EL PASO | TX | United States | 1 | yes |
| Houston | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $1.4B | $1.4B | 26 | 23 | 6 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.1B | $1.1B | 36 | 23 | 5 | n/a | n/a |
| 2023 | Feb 28, 2024 | $774M | $774M | 34 | 19 | 5 | n/a | n/a |
| 2022 | Feb 24, 2023 | $616M | $616M | 34 | 19 | 7 | n/a | n/a |
| 2021 | Feb 7, 2022 | $565M | $565M | 29 | 16 | 5 | n/a | n/a |
| 2020 | Jan 22, 2021 | $453M | $453M | 28 | 14 | 4 | n/a | n/a |
| 2019 | Jan 14, 2020 | $328M | $328M | 18 | 14 | 3 | n/a | n/a |
| 2018 | Jan 14, 2019 | $241M | $241M | 18 | 13 | 4 | n/a | n/a |
| 2017 | Feb 21, 2018 | $223M | $223M | 20 | 15 | 4 | n/a | n/a |
| 2016 | Feb 7, 2017 | $160M | $160M | 23 | 14 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $136M | $136M | 23 | 14 | n/a | n/a | n/a |
| 2014 | Jan 27, 2015 | $151M | $151M | 19 | 14 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 9 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.1B | 23.9% | $616M | 30.0% | 26 | 36 | 7 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | 2 | Jan 20, 2023 | Jan 11, 2023 | HOUSTON, TX | Team lift out | Ibd to RIA | 0.1% |