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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

WILLIAM SQUARCIAFICO

Advisor at WELLS FARGO ADVISORS

PURCHASE, NY | OLD SAYBROOK, CT

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Search this name across graphsid dfx:ria:01f4f10b-4b2d-7986-4f1b-50fd3edef479

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 23, 2010
First registration: May 8, 2012
Dual registered: yes, broker-dealer
Other names: WILLIAM FRANK|WILLIAM WALLACE|William Squarciafico|WILLIAM FRANK SQUARCIAFICO
IAPD individual key: 5794303

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 7, 2025	n/a	yes	OLD SAYBROOK, CT\|PURCHASE, NY	Current employment
MORGAN STANLEY	Wirehouse	Jun 27, 2019	Jan 8, 2025	no	MADISON, CT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 17, 2019	no	FAIRFIELD, CT\|FAIRFIELD, CT\|DARIEN, CT\|WESTPORT, CT\|FAIRFIELD, CT\|NORWALK, CT\|NORWALK, CT\|NEW CANAAN, CT\|WILTON, CT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 8, 2012	Oct 1, 2012	no	FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 8, 2025	Jan 7, 2025	-1	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Jun 17, 2019	Jun 27, 2019	10	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 27, 2019 to Jan 8, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 17, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 8, 2012 to Oct 1, 2012factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
William Squarciafico left Morgan Stanley for Wells Fargo Advisors (registered 2025-01-07)
Form ADVobserved 5 days ago