RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 7, 2025 · Old Saybrook, Ct
- M••••• S•••••• wirehouseJun 27, 2019 to Jan 8, 2025 · Madison, Ct
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 17, 2019 · Fairfield, Ct
- C•••• I••••••••• S••••••• C•••• formerMay 8, 2012 to Oct 1, 2012 · Fairfield, Ct
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 8, 2025, registered Jan 7, 2025 (-1 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 17, 2019, registered Jun 27, 2019 (10 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••••• S••••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-01-07)Jan 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address