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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

HILLER A OLSEN

Advisor at RBC CAPITAL MARKETS, LLC

CLIVE, IA | Urbandale, IA

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Search this name across graphsid dfx:ria:01fa3e7b-b12e-fda4-756c-5d28d61c7b3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Nov 4, 2003
First registration: Nov 5, 2003
Dual registered: yes, broker-dealer
Other names: ALFRED HILLER OLSEN|ALFRED HILLER OLSEN III|ALFRED HILLER OLSEN|HILLER A OLSEN
IAPD individual key: 4695650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Aug 6, 2026	n/a	yes	Urbandale, IA\|CLIVE, IA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 24, 2026	no	Washington, DC\|West Des Moines, IA\|Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 23, 2006	Apr 2, 2007	no	WASHINGTON, DC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 5, 2003	Jun 9, 2006	no	CENTREVILLE, VA\|CENTREVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Aug 24, 2026	Aug 6, 2026	-18	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY DW INC.	Jun 9, 2006	Aug 23, 2006	75	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:31194:DC:2026-08-24	Aug 24, 2026	Aug 6, 2026	WASHINGTON, DC	Firm change

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 24, 2026factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 23, 2006 to Apr 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 5, 2003 to Jun 9, 2006factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Hiller A Olsen left Morgan Stanley for Rbc Capital Markets, Llc (registered 2026-08-06)
Form ADVobserved 6 days ago