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M•••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

M•••••• D••

Advisor at T••••••••• A••••••• I••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:020514e7-d788-4d31-c1d0-387395661cd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• A••••••• I••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• A••••••• I••	Asset manager	Jul 2, 2025	n/a	yes	CINCINNATI, OH	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Nov 30, 2023	Jun 9, 2025	no	Laguna Niguel, CA\|PRINCETON, NJ\|MELVILLE, NY\|NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	T••••••••• A••••••• I••	Jun 9, 2025	Jul 2, 2025	23	Firm change	Other
T••••••••• A••••••• I••	A••••••• A•••• M••••••••• I•••	Nov 28, 2023

Relationships

Registered with (2)

→ T••••••••• A••••••• I••Registered adviserregistration: previous registration
Sep 25, 2017 to Nov 28, 2023factForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2023 to Jun 9, 2025factForm ADV

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
M•••••• D•• left A••••••• A•••• M••••••••• I••• for T••••••••• A••••••• I•• (registered 2025-07-02)
Form ADVobserved 7 days ago
Occurred
Nov 28, 2023
Advisor changed firm
M•••••• D•• left T••••••••• A••••••• I•• for A••••••• A•••• M••••••••• I••• (registered 2023-11-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:020514e7-d788-4d31-c1d0-387395661cd7
First observed: Sep 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.