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CRD 46727
MONUMENT, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRISTOPHER THOMAS GENOVESE | n/a | MELVILLE, NY | 21 | 33 | n/a | yes |
| SUZANNE LYNN FLETCHER | n/a | PRINCETON, NJ | Round Rock, TX | 21 | 26 | n/a | yes |
| MATTHEW WILLIAM LLOYD | n/a | MONUMENT, CO | 21 | 32 | n/a | yes |
| SETH ADAM FRANCK | n/a | MONUMENT, CO | 21 | 24 | n/a | yes |
| JEREMIAH GOLDEN | n/a | BOERNE, TX | 21 | 22 | n/a | yes |
| JOHN ZOLTAN SZALAY | n/a | BOERNE, TX | 21 | 25 | n/a | yes |
| LESLEY RUBINO COSTALES | n/a | BOERNE, TX | SAN DIEGO, CA | 20 | 26 | n/a | yes |
| BRIAN WAYNE GILBERT | n/a | MONUMENT, CO | 19 | 37 | n/a | yes |
| FRANCESCO POGGI LEIGH | n/a | PRINCETON, NJ | ENCINITAS, CA | 19 | 19 | n/a | yes |
| FRANK J VIDAKOVICS | n/a | MONUMENT, CO | 19 | 23 | 1 | yes |
| INGER MARGIT JANSEN | n/a | HILLSBOROUGH, NC | PRINCETON, NJ | 19 | 27 | 2 | yes |
| EDWARD ANTHONY WHITE | n/a | BOERNE, TX | 19 | 19 | n/a | yes |
| DANIEL MARTIN SWALLOW | n/a | AUDUBON, NJ | PRINCETON, NJ | 19 | 34 | 2 | yes |
| JOHN RICHARD DEVRIES | n/a | Philadelphia, PA | PRINCETON, NJ | 19 | 32 | 2 | yes |
| PETER JOSEPH CATALANO | n/a | SCOTTSDALE, AZ | PRINCETON, NJ | 19 | 29 | 2 | yes |
| MICHAEL THOMAS LANDRUM | n/a | BOERNE, TX | 19 | 19 | n/a | yes |
| KENNETH ESHON GIRDY | n/a | BOERNE, TX | 18 | 22 | n/a | yes |
| DONALD OSBORN HOBART | n/a | Charlotte, NC | 18 | 33 | 1 | yes |
| BRIAN HENRY BEYER | n/a | BOERNE, TX | 18 | 19 | 1 | yes |
| ADAM DAVIS MAYER | n/a | PRINCETON, NJ | DUNWOODY, GA | 18 | 27 | n/a | yes |
| ANGELIQUE INEZ ALVARADO | n/a | BOERNE, TX | 17 | 27 | n/a | yes |
| BRANDON S HOYOS | n/a | PRINCETON, NJ | Lutz, FL | 17 | 19 | n/a | yes |
| ANDREW STUART ZIMMERMAN | n/a | Boca Raton, FL | PRINCETON, NJ | 17 | 21 | 1 | yes |
| DAVID RAY SEIBERT | n/a | NEW YORK, NY | MURFREESBORO, TN | 17 | 25 | 1 | yes |
| JOHN BRADLEY RUEBSAHM | n/a | BOERNE, TX | 17 | 21 | 3 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AAM / WILSHIRE INFRASTRUCTURE FUND LP | n/a | $44.6M | Aug 13, 2026 | 100 | Aug 13, 2026 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AAM HOLDINGS, INC | Shareholder | E | yes | 12/2010 | Aug 13, 2026 | Aug 13, 2026 |
| CORSO, CLIFFORD DEAN | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR | Na | yes | 06/2021 | Aug 13, 2026 | Aug 13, 2026 |
| DANIEL, BART PATRICK | CHIEF TECHNOLOGY OFFICER/DIRECTOR | Na | yes | 03/2013 | Aug 13, 2026 | Aug 13, 2026 |
| FERONE, MARILEE | EXEC. VP | Na | yes | 12/2020 | Aug 13, 2026 | Aug 13, 2026 |
| GENOVESE, CHRISTOPHER THOMAS | EXEC. VP/DIRECTOR | Na | yes | 01/2008 | Aug 13, 2026 | Aug 13, 2026 |
| GILBERT, BRIAN WAYNE | SR. VP | Na | yes | 10/2012 | Aug 13, 2026 | Aug 13, 2026 |
| LLOYD, MATTHEW WILLIAM | CHIEF INVESTMENT STRATEGIST/EXEC. VP/DIRECTOR | Na | yes | 07/2015 | Aug 13, 2026 | Aug 13, 2026 |
| MEITZNER, ALEX ROBERT | SR. VP | Na | yes | 01/2008 | Aug 13, 2026 | Aug 13, 2026 |
| OPIE, JEFFREY KURTIS | EXEC. VP, CHIEF FINANCIAL OFFICER | Na | yes | 11/2016 | Aug 13, 2026 | Aug 13, 2026 |
| SICKLES, CHARLES EDWARD | EXEC. VP | Na | yes | 10/2018 | Aug 13, 2026 | Aug 13, 2026 |
| STEWART, RICHARD ALAN | EXEC. VP | Na | yes | 07/2015 | Aug 13, 2026 | Aug 13, 2026 |
| STOKLOSA, TIMOTHY JOHN | EXEC. VP, CHIEF OPERATING OFFICER | Na | yes | 06/2018 | Aug 13, 2026 | Aug 13, 2026 |
| WEBBER, JOHN EDWIN | SVP, CHIEF COMPLIANCE OFFICER/SECRETARY | Na | yes | 08/2011 | Aug 13, 2026 | Aug 13, 2026 |
| COLYER, LISA ANNE | CO-MANAGER OF COMMON SHAREHOLDER | F | yes | 12/2012 | Mar 27, 2012 | Jul 29, 2024 |
| COLYER, LISA ANNE | CO-TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | F | yes | 12/2012 | Mar 27, 2012 | Jul 29, 2024 |
| COLYER, LISA ANNE | EXEC. VP/DIRECTOR | Na | yes | 01/2008 | Mar 27, 2012 | Jul 29, 2024 |
| COLYER, SCOTT IRVIN | CO-MANAGER OF COMMON SHAREHOLDER | F | yes | 12/2012 | Mar 27, 2012 | Jul 29, 2024 |
| COLYER, SCOTT IRVIN | CO-TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | F | yes | 12/2012 | Mar 27, 2012 | Jul 29, 2024 |
| COLYER, SCOTT IRVIN | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | Na | yes | 01/2008 | Mar 27, 2012 | Jul 29, 2024 |
| J2KDLS IRREVOCABLE TRUST | MEMBER OF COMMON SHAREHOLDER | D | yes | 07/2021 | Aug 30, 2022 | Jul 29, 2024 |
| S&LC FAMILY LLC | COMMON SHAREHOLDER | C | yes | 12/2012 | Feb 14, 2014 | Jul 29, 2024 |
| S&LC LIVING TRUST | MEMBER OF COMMON SHAREHOLDER | C | yes | 12/2012 | Feb 14, 2014 | Jul 29, 2024 |
| SOUTH DAKOTA TRUST COMPANY, LLC | TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | F | yes | 12/2012 | Feb 14, 2014 | Jul 29, 2024 |
| SUN LIFE (U.S.) HOLDCO 2020, INC. | Shareholder | D | yes | 02/2023 | Mar 10, 2023 | Jul 29, 2024 |
| SUN LIFE 2007-1 FINANCING CORP. | Shareholder | E | yes | 07/2020 | Mar 10, 2023 | Jul 29, 2024 |
| SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | Shareholder | E | yes | 02/2020 | Mar 10, 2023 | Jul 29, 2024 |
| SUN LIFE FINANCIAL INC. | Shareholder | E | yes | 11/2004 | Mar 10, 2023 | Jul 29, 2024 |
| SUN LIFE GLOBAL INVESTMENTS INC. | Shareholder | E | yes | 11/2016 | Mar 10, 2023 | Jul 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | n/a | Asset manager | $514B | N | yes | n/a |
| MFS INSTITUTIONAL ADVISORS INC. | n/a | Other adviser | $114B | N | yes | n/a |
| SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | n/a | Institutional manager | $76B | N | yes | n/a |
| CRESCENT CAPITAL GROUP LP | n/a | Asset manager | $50B | N | yes | n/a |
| CRESCENT CAPITAL GROUP LP | n/a | Asset manager | $50B | N | yes | n/a |
| BGO US REAL ESTATE LP | n/a | Asset manager | $24B | N | yes | n/a |
| BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | n/a | Other adviser | $24B | N | yes | n/a |
| INFRARED CAPITAL PARTNERS LIMITED | n/a | Asset manager | $14B | N | yes | n/a |
| BENTALLGREENOAK STRATEGIC CAPITAL PARTNERS LLC | n/a | Asset manager | $3.5B | N | yes | n/a |
| INFRARED CAPITAL PARTNERS (US) LLC | n/a | Asset manager | $2.4B | N | yes | n/a |
| CRESCENT CAP ADVISORS, LLC | n/a | Asset manager | $1.8B | N | yes | n/a |
| CRESCENT CAP NT ADVISORS, LLC | n/a | Asset manager | $1.1B | N | yes | n/a |
| BENTALLGREENOAK REAL ESTATE US LLC | n/a | n/a | n/a | N | yes | n/a |
| MFS FUND DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boerne | TX | United States | 9 | yes |
| Princeton | Nj | United States | 8 | yes |
| Lisle | IL | United States | 6 | yes |
| Wichita | Ks | United States | 6 | yes |
| NEW YORK | NY | United States | 5 | yes |
| Charlotte | Nc | United States | 3 | yes |
| BOCA RATON | FL | United States | 2 | yes |
| Melville | NY | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $2.2B | $2.2B | 255 | 42 | 8 | 1 | n/a |
| 2024 | Apr 30, 2025 | $2.0B | $2.0B | 274 | 51 | 8 | n/a | n/a |
| 2023 | Mar 28, 2024 | $3.9B | $3.8B | 272 | 49 | 9 | n/a | n/a |
| 2022 | Mar 30, 2023 | $3.7B | $3.7B | 253 | 48 | 9 | n/a | n/a |
| 2021 | Mar 29, 2022 | $4.0B | $4.0B | 261 | 54 | 10 | n/a | n/a |
| 2020 | Mar 26, 2021 | $3.3B | $3.3B | 268 | 54 | 9 | n/a | n/a |
| 2019 | Mar 27, 2020 | $2.8B | $2.8B | 263 | 51 | 9 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.6B | $1.6B | 242 | 48 | 9 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.4B | $1.3B | 243 | 50 | 10 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.2B | $1.1B | 245 | 141 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $810M | $798M | 249 | 160 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $654M | $646M | 243 | 160 | n/a | n/a | n/a |
| 2013 | Feb 14, 2014 | $491M | $491M | 244 | 159 | n/a | n/a | n/a |
| 2012 | Mar 13, 2013 | $451M | $451M | 275 | 177 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $386M | $386M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 9 | 14 | -5 | 11.2% | 3 | 3 | 0 | 26 | 31 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.2B | $2.0B | 12.8% | $3.7B | -16.1% | 255 | 274 | 8 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BAHL & GAYNOR LLC | 5 | Jun 30, 2023 | Feb 29, 2024 | PRINCETON, NJ | Team lift out | Other | 4.2% |
| J.P. MORGAN SECURITIES LLC | 2 | Feb 16, 2016 | May 26, 2016 | BOERNE, TX | Team lift out | Other | 2.1% |
| SWBC INVESTMENT COMPANY | 2 | Aug 18, 2015 | Aug 17, 2015 | BOERNE, TX | Team lift out | Other | 2.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INVESCO ADVISERS, INC. | 2 | May 30, 2019 | Dec 2, 2019 | DOWNERS GROVE, IL | Team lift out | Other | 1.0% |
| UBS FINANCIAL SERVICES INC. | 2 | Jul 31, 2018 | Sep 7, 2023 | WEEHAWKEN, NJ | Team lift out | Wirehouse to RIA | 0.0% |