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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

FHN FINANCIAL MAIN STREET ADVISORS, LLC

CRD 133719

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:020a6e1a-ee7c-b38c-1f6e-8b6699d92ba6

Data as of Oct 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 10
On other graphs: 0
Observed: Feb 28, 2012 to Oct 11, 2023
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21BItem 5.F on the latest filing (2023-10-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 30
SEC number: 801-63805
CRD: 133719
Filings on the tape: 41
First filed: Feb 28, 2012
Latest filed: Oct 11, 2023
Organised: Limited Liability Company, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOLLINGER, RICHARD, KLEIN	Manager	Na	yes	02/2012	Feb 28, 2012	Oct 11, 2023
DAZZIO, TONYA, L	CHIEF COMPLIANCE OFFICER	Na	yes	02/2012	Feb 28, 2012	Oct 11, 2023
FIRST HORIZON BANK	Owner	E	yes	02/2012	Nov 8, 2019	Oct 11, 2023
FIRST HORIZON NATIONAL CORP.	Owner	E	yes	01/2012	Feb 28, 2012	Oct 11, 2023
PHILLIPS, RICHARD, LEE	President	Na	yes	02/2012	Feb 28, 2012	Oct 11, 2023
RITCHESON, DONALD, ALLEN	Manager	Na	yes	02/2012	Feb 28, 2012	Oct 11, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST HORIZON ADVISORS, INC	n/a	Former SEC adviser	$14B	N	yes	n/a
FHN FINANCIAL CAPITAL MARKETS	n/a	n/a	n/a	N	yes	n/a
FHN FINANCIAL MUNICIPAL ADVISORS	n/a	n/a	n/a	N	yes	n/a
FHN FINANCIAL SECURITIES CORP.	n/a	n/a	n/a	N	yes	n/a
FIRST HORIZON BANK	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 27, 2023	$21B	$19B	5	5	0	n/a	n/a
2021	Feb 23, 2022	$16B	$14B	5	5	0	n/a	n/a
2020	Mar 3, 2021	$14B	$12B	6	6	0	n/a	n/a
2019	Mar 3, 2020	$12B	$12B	6	6	0	n/a	n/a
2018	Mar 20, 2019	$11B	$10B	6	4	0	n/a	n/a
2017	Mar 20, 2018	$8.3B	$8.2B	6	4	0	n/a	n/a
2016	Mar 28, 2017	$33B	$7.6B	6	6	n/a	n/a	n/a
2015	Mar 9, 2016	$28B	$6.3B	5	5	n/a	n/a	n/a
2014	Mar 13, 2015	$5.9B	$5.8B	3	3	n/a	n/a	n/a
2013	Jan 30, 2014	$19B	$4.9B	3	3	n/a	n/a	n/a
2012	Mar 5, 2013	$15B	$4.9B	4	3	n/a	n/a	n/a
2011	Feb 28, 2012	$14B	$5.6B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$21B	$16B	35.7%	$12B	20.4%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MEEDER PUBLIC FUNDS, INC.	4	Dec 15, 2023	Dec 21, 2023	LAS VEGAS, NV	Firm absorbed	Other	100.0%

Relationships

Affiliated with (2)

→ FIRST HORIZON ADVISORS, INCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FIRST TENNESSEE ADVISORY SERVICES, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← PHILLIPS, RICHARD, LEEOwnerPRESIDENT, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← BOLLINGER, RICHARD, KLEINOwnerMANAGER, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← RITCHESON, DONALD, ALLENOwnerMANAGER, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← DAZZIO, TONYA, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← FIRST HORIZON BANKOwnerOWNER, ownership code E, domestic entity
Nov 8, 2019 to presentfactForm ADV
← FIRST HORIZON NATIONAL CORP.OwnerOWNER, ownership code E, domestic entity
Feb 28, 2012 to presentfactForm ADV

Registered with (6)

← RICHARD LEE PHILLIPSAdvisorregistration: previous registration
Feb 2, 2005 to Dec 22, 2023factForm ADV
← TONYA L DAZZIOAdvisorregistration: previous registration
Jun 3, 2005 to Dec 22, 2023factForm ADV
← Riley James LittlefieldAdvisorregistration: previous registration
Mar 18, 2022 to Dec 22, 2023factForm ADV
← GREGORY DALE BALLSAdvisorregistration: previous registration
Jul 9, 2014 to Dec 15, 2023factForm ADV
← Daniel Victor RuskAdvisorregistration: previous registration
Sep 28, 2017 to Jan 31, 2022factForm ADV
← NICHOLAS STROBELTAdvisorregistration: previous registration
Apr 15, 2010 to May 5, 2014factForm ADV

Moved with (1)

→ MEEDER PUBLIC FUNDS, INC.Registered adviser4 advisors, firm absorbed
Dec 15, 2023 to Dec 21, 2023factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
Riley James Littlefield left Fhn Financial Main Street Advisors, Llc for Meeder Public Funds, Inc. (registered 2023-12-21)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Tonya L Dazzio left Fhn Financial Main Street Advisors, Llc for Meeder Public Funds, Inc. (registered 2023-12-21)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Richard Lee Phillips left Fhn Financial Main Street Advisors, Llc for Meeder Public Funds, Inc. (registered 2023-12-21)
Form ADVobserved 6 days ago
Occurred
Dec 15, 2023
Firm absorbed
Fhn Financial Main Street Advisors, LLC's advisors moved to Meeder Public Funds, Inc. (Las Vegas, NV): 4 of 4 registered, within 7 days
Form ADVobserved 5 days ago
4 advisors
Occurred
Dec 15, 2023
Advisor changed firm
Gregory Dale Balls left Fhn Financial Main Street Advisors, Llc for Meeder Public Funds, Inc. (registered 2023-12-15)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2023
Regulatory AUM changed
Fhn Financial Main Street Advisors, Llc reported RAUM $21.5B, up 36% from $15.8B (2022-05-27 to 2023-03-27)
Form ADVobserved 6 days ago
$5.7B
Occurred
Jan 31, 2022
Advisor changed firm
Daniel Victor Rusk left Fhn Financial Main Street Advisors, Llc for Moreton Asset Management, Llc (registered 2022-04-11)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2019
Regulatory AUM changed
Fhn Financial Main Street Advisors, Llc reported RAUM $11.1B, up 34% from $8.3B (2018-11-20 to 2019-03-20)
Form ADVobserved 6 days ago
$2.8B
Occurred
Mar 20, 2018
Regulatory AUM changed
Fhn Financial Main Street Advisors, Llc reported RAUM $8.3B, down 75% from $33.4B (2018-01-09 to 2018-03-20)
Form ADVobserved 6 days ago
$-25.1B
Occurred
Feb 28, 2012
Succession filed (Item 4)
Main Street Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:020a6e1a-ee7c-b38c-1f6e-8b6699d92ba6
First observed: Feb 28, 2012
Last observed: Oct 11, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FHN FINANCIAL MAIN STREET ADVISORS, LLC

CRD 133719

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:020a6e1a-ee7c-b38c-1f6e-8b6699d92ba6

Data as of Oct 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOLLINGER, RICHARD, KLEIN

Manager

yes

02/2012

Feb 28, 2012

Oct 11, 2023

DAZZIO, TONYA, L

CHIEF COMPLIANCE OFFICER

yes

02/2012

Feb 28, 2012

Oct 11, 2023

FIRST HORIZON BANK

Owner

yes

02/2012

Nov 8, 2019

Oct 11, 2023

FIRST HORIZON NATIONAL CORP.

Owner

yes

01/2012

Feb 28, 2012

Oct 11, 2023

PHILLIPS, RICHARD, LEE

President

yes

02/2012

Feb 28, 2012

Oct 11, 2023

RITCHESON, DONALD, ALLEN

Manager

yes

02/2012

Feb 28, 2012

Oct 11, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST HORIZON ADVISORS, INC

n/a

Former SEC adviser

$14B

yes

n/a

FHN FINANCIAL CAPITAL MARKETS

n/a

yes

n/a

FHN FINANCIAL MUNICIPAL ADVISORS

n/a

yes

n/a

FHN FINANCIAL SECURITIES CORP.

n/a

yes

n/a

FIRST HORIZON BANK

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 27, 2023

$21B

$19B

n/a

2021

Feb 23, 2022

$16B

$14B

n/a

2020

Mar 3, 2021

$14B

$12B

n/a

2019

Mar 3, 2020

$12B

n/a

2018

Mar 20, 2019

$11B

$10B

n/a

2017

Mar 20, 2018

$8.3B

$8.2B

n/a

2016

Mar 28, 2017

$33B

$7.6B

n/a

2015

Mar 9, 2016

$28B

$6.3B

n/a

2014

Mar 13, 2015

$5.9B

$5.8B

n/a

2013

Jan 30, 2014

$19B

$4.9B

n/a

2012

Mar 5, 2013

$15B

$4.9B

n/a

2011

Feb 28, 2012

$14B

$5.6B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$21B

$16B

35.7%

$12B

20.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MEEDER PUBLIC FUNDS, INC.

Dec 15, 2023

Dec 21, 2023

LAS VEGAS, NV

Firm absorbed

Other

100.0%