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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

KEVIN STUART HALLAM

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Johns Creek, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:021e7a2d-7dfd-bc20-793c-77cca129fe75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 18, 2010
First registration: Jan 26, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5731483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 1, 2019	n/a	yes	Johns Creek, GA	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Nov 7, 2014	Oct 31, 2019	no	Peachtree Corners, GA\|NORCROSS, GA\|ATLANTA, GA	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Jan 26, 2010	Nov 6, 2014	no	DULUTH, GA\|NORCROSS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 31, 2019	Nov 1, 2019	1	Firm change	Ibd to ibd
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	TRIAD ADVISORS, LLC	Nov 6, 2014	Nov 7, 2014	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
25803:134139:GA:2019-10-31	Oct 31, 2019	Nov 1, 2019	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 1, 2019 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 7, 2014 to Oct 31, 2019factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jan 26, 2010 to Nov 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:021e7a2d-7dfd-bc20-793c-77cca129fe75
First observed: Jan 26, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEVIN STUART HALLAM

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Johns Creek, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:021e7a2d-7dfd-bc20-793c-77cca129fe75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Nov 1, 2019

n/a

yes

Johns Creek, GA

Current employment

TRIAD ADVISORS, LLC

Former SEC adviser

Nov 7, 2014

Oct 31, 2019

Peachtree Corners, GA|NORCROSS, GA|ATLANTA, GA

Previous registration

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

Former SEC adviser

Jan 26, 2010

Nov 6, 2014

DULUTH, GA|NORCROSS, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TRIAD ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Oct 31, 2019

Nov 1, 2019

Firm change

Ibd to ibd

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

TRIAD ADVISORS, LLC

Nov 6, 2014

Nov 7, 2014

Firm change

Other

Team

Left

Joined

From

Kind

25803:134139:GA:2019-10-31

Oct 31, 2019

Nov 1, 2019

ATLANTA, GA

Firm change