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R••••••• H••••••• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••••• H••••••• I••••••••• A•••••••• I•••

CRD 143384

M••••TTA, GA

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Search this name across graphsid dfx:ria:0980f415-3040-2445-9902-087c5a34596d

Data as of Jul 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 94
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2011 to Jul 18, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $149MItem 5.F on the latest filing (2014-07-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $106M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• E•••••• M••••	Finop	Na	yes	01/2007	Dec 12, 2011	Jul 18, 2014
M•••••• D••••• K••••	Shareholder	D	yes	05/2000	Dec 12, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• H••••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpharetta	Ga	United States	n/a	no
Cartersville	Ga	United States	n/a	no
Houston	TX	United States	n/a	no
Houston	TX	United States	n/a	no
n/a	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$149M	$143M	3.8%	n/a	n/a	107	113	n/a	n/a

Relationships

showing 80 of 94

Controls (7)

← M•••••• K••••• S•••••OwnerPRESIDENT, ownership code NA, individual
Dec 12, 2011 to presentfactForm ADV
← S•••••• R•••••• P••••••OwnerSHAREHOLDER, ownership code E, individual
Dec 12, 2011 to presentfactForm ADV
← F•••••• E•••••• M••••OwnerFINOP, ownership code NA, individual
Dec 12, 2011 to presentfactForm ADV
← T••••••• L••••• A•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2011 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0980f415-3040-2445-9902-087c5a34596d
First observed: Dec 12, 2011
Last observed: Jul 18, 2014 148 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (72)

← ROBIN MICHAEL SLAUGHTERAdvisorregistration: previous registration
Nov 25, 2013 to Dec 31, 2014factForm ADV
← KARMEN DWAYNE KINGSMOREAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← LOUISE CAMPBELL SCHATKEAdvisorregistration: previous registration
Jan 11, 2010 to Dec 31, 2014factForm ADV
← STEVEN ROGER CROSSAdvisorregistration: previous registration
Feb 6, 2013 to Dec 31, 2014factForm ADV
← GAINES BAILEY SMITHAdvisorregistration: previous registration
Jan 4, 2013 to Dec 31, 2014factForm ADV
← K•••• S••••• M•••••Advisorregistration: previous registration
Oct 9, 2007 to Dec 31, 2014factForm ADV
← ROBERT JAMES MARANGHIAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← CLARENCE EDMUND BLANTONAdvisorregistration: previous registration
Mar 28, 2014 to Dec 31, 2014factForm ADV
← CRAIG ROBERT MOHRAdvisorregistration: previous registration
Feb 5, 2009 to Dec 31, 2014factForm ADV
← DEBBIE LYNNE MONTGOMERYAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← JOSEPH TERRELL MANNAdvisorregistration: previous registration
Jan 13, 2010 to Dec 31, 2014factForm ADV
← GARY WAYNE COPELANDAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← R••••• WAYNE SKOPEKAdvisorregistration: previous registration
Aug 10, 2011 to Dec 31, 2014factForm ADV
← MICHAEL LEE CRIFASIAdvisorregistration: previous registration
Sep 22, 2008 to Dec 31, 2014factForm ADV
← RAJESH C JYOTISHIAdvisorregistration: previous registration
Jan 11, 2010 to Dec 31, 2014factForm ADV
← R••••• ALLEN SCHLEYAdvisorregistration: previous registration
Jan 10, 2012 to Dec 31, 2014factForm ADV
← LISA ANN EVANSAdvisorregistration: previous registration
Nov 3, 2010 to Dec 31, 2014factForm ADV
← GARY DUWAYNE WURLAdvisorregistration: previous registration
Nov 24, 2009 to Dec 31, 2014factForm ADV
← TIM BROOKS SAMPSONAdvisorregistration: previous registration
Nov 23, 2009 to Dec 31, 2014factForm ADV
← JAMES EARL VANNAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← TIMOTHY MICHAEL ECKELAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← DARRIN STUART COHENAdvisorregistration: previous registration
May 23, 2008 to Dec 31, 2014factForm ADV
← BRYAN K•••• DOWELLAdvisorregistration: previous registration
Oct 25, 2011 to Dec 31, 2014factForm ADV
← RANDHIR SAHNIAdvisorregistration: previous registration
Jan 3, 2008 to Dec 31, 2014factForm ADV
← STEPHEN LEMUEL BARGERONAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← CURTIS MONTGOMERY MINKSAdvisorregistration: previous registration
Oct 7, 2010 to Dec 31, 2014factForm ADV
← PATRICK GRANTAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← NATHAN L CLARKAdvisorregistration: previous registration
Aug 14, 2007 to Dec 31, 2014factForm ADV
← JEFFREY Lee FOREMANAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
← JEFFREY DOUGLAS THOMASAdvisorregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
and 42 more