DFX Intelligence

S•••••• N••••• I••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••• N••••• I••••

Advisor at S•••••• F•

Hooper, UT

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Search this name across graphsid dfx:ria:02282126-6e5c-121d-e931-e49be06bf132

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•	Independent wealth	Jan 12, 2026	n/a	yes	Hooper, UT	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 12, 2017	Apr 14, 2020	no	HONOLULU, HI\|Aiea, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S•••••• F•	Apr 14, 2020	Jan 12, 2026	2,099	Firm change after gap	Ibd to RIA
S••••••• I••••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Aug 17, 2015	Apr 12, 2017

Relationships

Registered with (3)

→ S•••••• F•Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 12, 2017 to Apr 14, 2020factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2014 to Aug 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02282126-6e5c-121d-e931-e49be06bf132
First observed: Jun 11, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.