This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALIC FINANCIAL ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 22, 2004earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

15derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

10

Exams

S66|S63

First exam

Sep 22, 2004

First registration

Jan 19, 2007

Dual registered

yes, broker-dealer

Other names

MARC KLEIMAN

IAPD individual key

4824890

Graph

RIA / Wealth Management

Canonical id

dfx:ria:022943b0-d465-c324-055b-3ba96bc1cd0a

First observed

Jan 19, 2007

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.