RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• Z••• K••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 31, 2011 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 7, 2011 to Jul 19, 2011 · Boynton Beach, Fl
- E••••• J•••• national BDJan 19, 2007 to Mar 8, 2011 · Palm Beach, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••• F•••••••• A•••••••• I•••left Jul 19, 2011, registered Aug 31, 2011 (43 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 8, 2011, registered Apr 7, 2011 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address