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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DEREK PATRICK SMITH

Advisor at HUNTINGTON FINANCIAL ADVISORS

COLUMBUS, OH

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Search this name across graphsid dfx:ria:022c9e11-9ed4-57ef-a0fe-87533f494fce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 8, 2004
First registration: Oct 10, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4491229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 17, 2012	n/a	yes	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 17, 2011	Apr 4, 2011	no	COLUMBUS, OH	Previous registration
FIRSTMERIT ADVISORS, INC.	n/a	Jan 20, 2010	Sep 30, 2010	no	AKRON, OH	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 10, 2008	Jan 22, 2010	no	WORTHINGTON, OH\|DUBLIN, OH\|WEST JEFFERSON, OH\|LONDON, OH\|WESTERVILLE, OH\|DELAWARE, OH\|COLUMBUS, OH\|LEWIS CENTER, OH\|MT VERNON, OH\|UPPER ARLINGTON, OH\|MOUNT VERNON, OH\|APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	HUNTINGTON FINANCIAL ADVISORS	Apr 4, 2011	Jul 17, 2012	470	Firm change after gap	Other
FIRSTMERIT ADVISORS, INC.	CHASE INVESTMENT SERVICES CORP.	Sep 30, 2010	Feb 17, 2011	140	Firm change	Other
INVEST FINANCIAL CORPORATION	FIRSTMERIT ADVISORS, INC.	Jan 22, 2010	Jan 20, 2010	-2	Firm change	Other

Relationships

Registered with (4)

→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jul 17, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 17, 2011 to Apr 4, 2011factForm ADV
→ FIRSTMERIT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 20, 2010 to Sep 30, 2010factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 10, 2008 to Jan 22, 2010factForm ADV

Dated events

No dated event names this entity yet.