DFX Intelligence

S•••••• J•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S•••••• J•••• R•••

Advisor at C•••••• S••••• • C••• I•••

Austin, TX

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Search this name across graphsid dfx:ria:02329d29-20a1-cbdd-9651-34ff20d9df8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 11, 2026	n/a	yes	Austin, TX	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	May 23, 2025	Jan 14, 2026	no	Austin, TX\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	C•••••• S••••• • C••• I•••	Jan 14, 2026	Feb 11, 2026	28	Firm change	Other
D••••••••• F••• A••••••• L•	C•••••• C••••• G••••• I•••	Apr 7, 2025	May 23, 2025

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
May 23, 2025 to Jan 14, 2026factForm ADV
→ D••••••••• F••• A••••••• L•Registered adviserregistration: previous registration
Nov 21, 2022 to Apr 7, 2025factForm ADV

Dated events

Occurred
Jan 14, 2026
Advisor changed firm
S•••••• J•••• R••• left C•••••• C••••• G••••• I••• for C•••••• S••••• • C••• I••• (registered 2026-02-11)
Form ADVobserved 7 days ago
Occurred
Apr 7, 2025
Advisor changed firm
S•••••• J•••• R••• left D••••••••• F••• A••••••• L• for C•••••• C••••• G••••• I••• (registered 2025-05-23)
Form ADVobserved 7 days ago
Occurred
Oct 17, 2022
Advisor changed firm
S•••••• J•••• R••• left C•••••• C••••• G••••• I••• for D••••••••• F••• A••••••• L• (registered 2022-11-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02329d29-20a1-cbdd-9651-34ff20d9df8c
First observed: Aug 6, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.