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CRD 106482
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT ANDREW BOSWORTH | Chartered Financial Analyst | AUSTIN, TX | 20 | 35 | n/a | yes |
| JOEL HARRIS HEFNER | Chartered Financial Analyst | AUSTIN, TX | 20 | 33 | n/a | yes |
| STEPHEN ANDREW CLARK | n/a | AUSTIN, TX | 20 | 25 | n/a | yes |
| ANDREW KENNETH KEIPER | Certified Financial Planner|Chartered Financial Analyst | AUSTIN, TX | 20 | 24 | n/a | yes |
| JOSEPH LAVERN YOUNG | n/a | AUSTIN, TX | 19 | 24 | n/a | yes |
| JED STEVEN FOGDALL | n/a | AUSTIN, TX | 19 | 22 | 1 | yes |
| BENJAMIN CRAIG WALKER | n/a | AUSTIN, TX | 19 | 20 | n/a | yes |
| MARK RAYMOND GOCHNOUR | Chartered Financial Analyst | AUSTIN, TX | 19 | 28 | n/a | yes |
| RYAN COOPER | n/a | SANTA MONICA, CA | AUSTIN, TX | 19 | 23 | n/a | yes |
| ERIK TERRY TOTTEN | n/a | AUSTIN, TX | 19 | 19 | n/a | yes |
| KYLE KENICHI OZAKI | n/a | AUSTIN, TX | 19 | 25 | n/a | yes |
| LEIGHTON TODD ERSKINE | Chartered Financial Analyst | AUSTIN, TX | 19 | 27 | 1 | yes |
| DAWN MELODY EICKS | n/a | AUSTIN, TX | 19 | 29 | n/a | yes |
| JOSEPH JAMES WHEELER | n/a | AUSTIN, TX | 17 | 19 | 1 | yes |
| DAVID PAUL BUTLER | Chartered Financial Analyst | AUSTIN, TX | 17 | 33 | n/a | yes |
| MATTHEW COOPER | Certified Financial Planner | AUSTIN, TX | 16 | 19 | 1 | yes |
| RICHARD HENRY TATLOW | Chartered Financial Analyst | AUSTIN, TX | CHARLOTTE, NC | 16 | 29 | n/a | yes |
| GARY EDWARD GUSTOVICH | n/a | AUSTIN, TX | 15 | 18 | n/a | yes |
| JOHNATHON KIRK DEKINDER | n/a | AUSTIN, TX | 15 | 16 | n/a | yes |
| HUNT MACDONALD CAIRNS | n/a | AUSTIN, TX | 15 | 18 | n/a | yes |
| MARK JAMES DENNIS | n/a | AUSTIN, TX | 15 | 25 | 3 | yes |
| RYAN JAMES CHAPLINSKI | n/a | AUSTIN, TX | 14 | 33 | n/a | yes |
| MARLENA IRIS LEE | n/a | AUSTIN, TX | 14 | 18 | n/a | yes |
| CORY THOMAS RIEDBERGER | n/a | AUSTIN, TX | 14 | 24 | n/a | yes |
| EDWARD ANDREW FOLEY | n/a | AUSTIN, TX | 14 | 26 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE SMALL CAP SUBTRUST | Other Private Fund | $836M | Mar 28, 2024 | 13 | Mar 30, 2012 | reported | n/a |
| THE SMALL CAP VALUE SUBTRUST | Other Private Fund | $617M | Mar 28, 2024 | 13 | Mar 30, 2012 | reported | n/a |
| DIMENSIONAL CAYMAN COMMODITY FUND I LTD. | Hedge Fund | $335M | Sep 24, 2021 | 1 | Mar 30, 2012 | dropped | n/a |
| THE MICRO CAP SUBTRUST | Other Private Fund | $129M | Mar 28, 2024 | 3 | Mar 30, 2012 | reported | n/a |
| THE LARGE CAP VALUE SUBTRUST | Other Private Fund | $58.9M | Mar 28, 2024 | 1 | Mar 30, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOOTH, DAVID, GILBERT | Chairman | Na | yes | 02/2017 | Mar 30, 2012 | Mar 28, 2024 |
| BOOTH, DAVID, GILBERT | Chairman | C | yes | 02/2017 | Mar 30, 2012 | Mar 28, 2024 |
| BUTLER, DAVID, PAUL | CO-CHIEF EXECUTIVE OFFICER | Na | yes | 02/2017 | Feb 28, 2017 | Mar 28, 2024 |
| DIMENSIONAL HOLDINGS INC. | SOLE MEMBER | E | yes | 11/2006 | Mar 30, 2012 | Mar 28, 2024 |
| DIMENSIONAL HOLDINGS INC. | GENERAL PARTNER | Na | yes | 11/2006 | Mar 30, 2012 | Mar 28, 2024 |
| DIMENSIONAL HOLDINGS LLC | LIMITED PARTNER | E | yes | 11/2006 | Mar 30, 2012 | Mar 28, 2024 |
| O'REILLY, GERARD, KIERAN | CO-CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | Na | yes | 09/2017 | May 15, 2014 | Mar 28, 2024 |
| DALLMER, LISA, MICHELE | CHIEF OPERATING OFFICER & EXECUTIVE VICE PRESIDENT | Na | no | 12/2019 | Dec 12, 2019 | Mar 28, 2024 |
| GRZELAK, BERNARD, JAMES | CHIEF FINANCIAL OFFICER, TREASURER & VICE PRESIDENT | Na | no | 09/2020 | Sep 29, 2020 | Mar 28, 2024 |
| NEWELL, CATHERINE, LEE | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & SECRETARY | Na | no | 02/2017 | Mar 30, 2012 | Mar 28, 2024 |
| NOTELOVITZ, SELWYN, JUSTIN | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | Na | no | 07/2020 | Aug 6, 2020 | Mar 28, 2024 |
| RIZOVA, SAVINA, BOJIDAROVA | CO-CHIEF INVESTMENT OFFICER AND VICE PRESIDENT | Na | no | 02/2024 | Mar 28, 2024 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LTD | n/a | Asset manager | $365B | Y | yes | n/a |
| DFA AUSTRALIA LIMITED | n/a | Asset manager | $362B | Y | yes | n/a |
| DFA SECURITIES LLC | n/a | n/a | n/a | Y | yes | n/a |
| DIMENSIONAL FUND ADVISORS CANADA ULC | n/a | n/a | n/a | Y | yes | n/a |
| DIMENSIONAL FUND ADVISORS PTE. LTD. | n/a | n/a | n/a | Y | yes | n/a |
| DIMENSIONAL HONG KONG LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| DIMENSIONAL IRELAND LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| DIMENSIONAL JAPAN LTD. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 117 | no |
| SANTA MONICA | CA | United States | 60 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $1020B | $1020B | 1,168 | 367 | 2 | 5 | n/a |
| 2024 | Mar 31, 2025 | $836B | $836B | 1,135 | 372 | 2 | 4 | n/a |
| 2023 | Mar 28, 2024 | $750B | $750B | 1,166 | 369 | 2 | 4 | $1.6B |
| 2022 | Mar 31, 2023 | $653B | $653B | 1,096 | 370 | 2 | 4 | $2.6B |
| 2021 | Mar 31, 2022 | $743B | $743B | 1,037 | 421 | 2 | 4 | $3.7B |
| 2020 | Mar 31, 2021 | $651B | $651B | 1,074 | 363 | 2 | 5 | $4.8B |
| 2019 | Mar 30, 2020 | $663B | $663B | 1,050 | 344 | 2 | 5 | $5.4B |
| 2018 | Mar 29, 2019 | $569B | $569B | 1,001 | 353 | 2 | 5 | $5.2B |
| 2017 | Mar 29, 2018 | $637B | $637B | 863 | 319 | 2 | 5 | $6.6B |
| 2016 | Mar 31, 2017 | $507B | $507B | 774 | 276 | n/a | 5 | $7.0B |
| 2015 | Mar 29, 2016 | $425B | $425B | 677 | 231 | n/a | 5 | $5.8B |
| 2014 | Mar 31, 2015 | $418B | $418B | 567 | 116 | n/a | 5 | $6.5B |
| 2013 | Mar 31, 2014 | $347B | $347B | 488 | 99 | n/a | 5 | $6.9B |
| 2012 | Apr 1, 2013 | $239B | $239B | 511 | 81 | n/a | 5 | $5.6B |
| 2011 | Mar 30, 2012 | $186B | $186B | n/a | n/a | n/a | 5 | $2.4B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 13 | 18 | -5 | 7.1% | 6 | 4 | 0 | 35 | 48 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1020B | $836B | 22.1% | $653B | 16.1% | 1,168 | 1,135 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 3 | Aug 8, 2023 | Sep 22, 2025 | AUSTIN, TX | Team lift out | Other | 1.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | 2 | Nov 13, 2024 | Dec 18, 2024 | CHARLOTTE, NC | Team lift out | Other | 0.1% |
| LORD, ABBETT & CO. LLC | 2 | Jul 31, 2023 | Oct 4, 2023 | JERSEY CITY, NJ | Team lift out | Other | 1.7% |