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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Hot Springs, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 5, 2020 | n/a | yes | Hot Springs, AR | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Feb 7, 2020 | no | HOT SPRINGS, AR|HOT SPRINGS, AR|HOT SPRINGS, AR|GERMANTOWN, TN | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 15, 2005 | Oct 23, 2009 | no | HOT SPRINGS, AR|HOT SPRINGS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 7, 2020 | Feb 5, 2020 | -2 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |