DFX Intelligence

J•• C•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

J•• C•••• L•••••••

Advisor at D•••• P•••••• W••••• M••••••••• I•••

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:023d3f03-c8cf-ac0c-4493-0eb3090a462f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• P•••••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 30, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• P•••••• W••••• M••••••••• I•••	State registered	Oct 13, 2023	n/a	yes	AUSTIN, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 7, 2022	Oct 25, 2022	no	Austin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	D•••• P•••••• W••••• M••••••••• I•••	Oct 25, 2022	Oct 13, 2023	353	Firm change	Wirehouse to state RIA
M••••• S••••••	J••• M••••• S••••••••• L••	Mar 18, 2022	Apr 7, 2022

Relationships

Registered with (5)

→ D•••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 13, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2022 to Oct 25, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 18, 2016 to Mar 18, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:023d3f03-c8cf-ac0c-4493-0eb3090a462f
First observed: Aug 14, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.