DFX Intelligence

M••• T••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••• T••••• V•••••••

Advisor at U••• B•••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:02441155-43c7-5c75-7782-fe53d2ec6c24

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Bend, OR\|Burns, OR\|BEND, OR\|Sisters, OR\|Bend, OR\|Bend, OR\|La Pine, OR	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jun 15, 2023	Feb 13, 2026	no	Bend, OR\|BEND, OR\|John Day, OR\|Sisters, OR\|Burns, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
A•••• P•••• A•••••••	U••• B•••••• I••••••••• I•••	Jun 20, 2023	Jun 15, 2023

Relationships

Registered with (4)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2023 to Feb 13, 2026factForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Apr 5, 2023 to Jun 20, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
M••• T••••• V••••••• left A•••• P•••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2023-06-15)
Form ADVobserved 7 days ago
Occurred
Apr 3, 2023
Advisor changed firm
M••• T••••• V••••••• left U••• B•••••• I••••••••• I••• for A•••• P•••• A••••••• (registered 2023-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02441155-43c7-5c75-7782-fe53d2ec6c24
First observed: Jan 1, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.