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E•••••••• M•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

E•••••••• M•••• L••••

Advisor at U•• A•••••••

GLASTONBURY, CT | Fresno, CA

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Search this name across graphsid dfx:ria:0245caa7-4c81-f0a7-2e69-e3023521a102

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••••••	Institutional manager	Jan 1, 2025	n/a	yes	GLASTONBURY, CT\|Fresno, CA	Current employment
R•••••• I••••••••• A••••••• I••	Former SEC adviser	Jun 1, 2018	Nov 23, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I••••••••• A••••••• I••	U•• A•••••••	Nov 23, 2020	Jan 1, 2025	1,500	Firm change after gap	Other

Relationships

Registered with (2)

→ U•• A•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ R•••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Jun 1, 2018 to Nov 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0245caa7-4c81-f0a7-2e69-e3023521a102
First observed: Jun 1, 2018
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.