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CRD 106990
FRESNO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMSTOCK, CHRISTOPHER, LOUIS | INDIRECT OWNER | F | yes | 12/2013 | Jan 8, 2014 | Apr 16, 2024 |
| COMSTOCK, CHRISTOPHER, LOUIS | DIRECTOR / VICE PRESIDENT | Na | yes | 04/2014 | Jan 8, 2014 | Apr 16, 2024 |
| DECK, MARCI, LYNNE | DIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY | Na | yes | 10/2004 | Mar 21, 2012 | Apr 16, 2024 |
| DECK, MARCI, LYNNE | INDIRECT OWNER | F | yes | 09/2013 | Mar 21, 2012 | Apr 16, 2024 |
| FAZIO, ANTHONY, DOMINIC | CHIEF EXECUTIVE OFFICER / DIRECTOR | Na | yes | 07/2020 | Aug 12, 2020 | Apr 16, 2024 |
| LONGATTI, ROBERT, JAMES | Director | Na | yes | 07/2005 | Mar 21, 2012 | Apr 16, 2024 |
| MYERS, JUDSON, RAY | DIRECTOR / OWNER | B | yes | 09/2015 | Sep 22, 2015 | Apr 16, 2024 |
| PHILIP RAY, TRUSTEE PHILIP & KAREN RAY DECLARATION OF TRUST DATED 8/8/2012 | Owner | C | yes | 10/2013 | Oct 4, 2013 | Apr 16, 2024 |
| PRENDERGAST, MARK, LOUIS | Director | Na | yes | 04/2010 | Mar 21, 2012 | Apr 16, 2024 |
| RAY, PHILIP, DANIEL | INDIRECT OWNER | F | yes | 10/2013 | Mar 21, 2012 | Apr 16, 2024 |
| RAY, PHILIP, DANIEL | DIRECTOR & PRESIDENT | Na | yes | 10/2004 | Mar 21, 2012 | Apr 16, 2024 |
| CHRISTOPHER COMSTOCK, SPECIAL TRUSTEE OF THE CHRISTOPHER AND KATHERINE COMSTOCK REV FAMILY TRUST DTD 10/20/2009 | Owner | B | no | 12/2013 | Jan 8, 2014 | Apr 16, 2024 |
| MARCI DECK, TRUSTEE TODD AND MARCI DECK REV FAMILY TRUST DATED 11/23/2010 | Owner | B | no | 09/2013 | Oct 4, 2013 | Apr 16, 2024 |
| RUSSELL S MALTES, SPECIAL TRUSTEE OF MALTES FAMILY TRUST DATED 4/13/2020 | Owner | A | no | 01/2022 | Feb 22, 2023 | Apr 16, 2024 |
| WADE WALLACE, TRUSTEE OF THE WADE ALLAN WALLACE REVOCABLE TRUST DTD 5/17/2021 | Owner | Na | no | 01/2022 | Feb 22, 2023 | Apr 16, 2024 |
| Whitt, Jeremy, J | Owner | Na | no | 01/2022 | Feb 22, 2023 | Apr 16, 2024 |
| WOESNER, KELLY, MICHELLE | Owner | Na | no | 01/2022 | Feb 22, 2023 | Apr 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARK PRENDERGAST | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $1.1B | $1.1B | 15 | 8 | 0 | n/a | n/a |
| 2024 | Mar 18, 2025 | $1.0B | $955M | 15 | 8 | 0 | n/a | n/a |
| 2023 | Mar 21, 2024 | $877M | $869M | 14 | 8 | 0 | n/a | n/a |
| 2022 | Feb 22, 2023 | $679M | $665M | 14 | 7 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $777M | $770M | 15 | 8 | 0 | n/a | n/a |
| 2020 | Feb 24, 2021 | $650M | $644M | 15 | 8 | 0 | n/a | n/a |
| 2019 | Mar 16, 2020 | $522M | $519M | 16 | 10 | 0 | n/a | n/a |
| 2018 | Mar 13, 2019 | $448M | $435M | 12 | 6 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $440M | $424M | 12 | 6 | 1 | n/a | n/a |
| 2016 | Mar 17, 2017 | $339M | $329M | 10 | 6 | n/a | n/a | n/a |
| 2015 | Feb 16, 2016 | $306M | $294M | 9 | 6 | n/a | n/a | n/a |
| 2014 | Feb 3, 2015 | $301M | $288M | 9 | 5 | n/a | n/a | n/a |
| 2013 | Jan 8, 2014 | $274M | $263M | 7 | 5 | n/a | n/a | n/a |
| 2012 | Jan 11, 2013 | $224M | $216M | 7 | 4 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $186M | $181M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 6 | -6 | n/a | 0 | 0 | 0 | 0 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $1.0B | 12.8% | $679M | 19.0% | 15 | 15 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PLANCORP, LLC | 5 | Apr 7, 2026 | Apr 1, 2026 | FRESNO, CA | Firm absorbed | RIA to RIA | 100.0% |