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Advisor at EDWARD JONES
Oxnard, CA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 27, 2026 | n/a | yes | Oxnard, CA|ST. LOUIS, MO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 25, 2017 | May 1, 2026 | no | Thousand Oaks, CA|SANTA CLARITA, CA|THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA|SANTA CLARITA, CA|WESTLAKE VILLAGE, CA|SANTA BARBARA, CA|OXNARD, CA|SANTA BARBARA, CA | Previous registration |
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Apr 9, 2015 | Mar 28, 2017 | no | Carpinteria, CA|IRVINGTON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | May 1, 2026 | Apr 27, 2026 | -4 | Firm change | Wirehouse to ibd |
| PLANMEMBER SECURITIES CORPORATION | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 28, 2017 | Apr 25, 2017 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:250:CA:2026-05-01 | May 1, 2026 | Apr 27, 2026 | SANTA BARBARA, CA | Firm change |