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Advisor at DUTTON FINANCIAL PLANNING, LLC
ALEDO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DUTTON FINANCIAL PLANNING, LLC | State registered | Jan 2, 2024 | n/a | yes | ALEDO, TX | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 5, 2023 | Jul 25, 2023 | no | Keller, TX | Previous registration |
| COLORADO FINANCIAL MANAGEMENT LLC | Former SEC adviser | Oct 6, 2020 | Dec 6, 2022 | no | BOULDER, CO|Johnstown, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | DUTTON FINANCIAL PLANNING, LLC | Jul 25, 2023 | Jan 2, 2024 | 161 | Firm change | Ibd to state RIA |
| COLORADO FINANCIAL MANAGEMENT LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 6, 2022 | Jan 5, 2023 | 30 | Firm change | RIA to ibd |