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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10bsuccession filed

COLORADO FINANCIAL MANAGEMENT LLC

SARGENT BICKHAM LAGUDIS, LLC, CRD 113216

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6360f526-21df-2b7a-1e06-6159933714c2

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 23
On other graphs: 0
Observed: Mar 23, 2012 to Mar 30, 2023
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,985
Individual clients: 448
High net worth clients: 414
Custody, client assets: $547M
SEC number: 801-56204
CRD: 113216
Filings on the tape: 34
First filed: Mar 23, 2012
Latest filed: Mar 30, 2023
Succeeded: a predecessor named on Item 4
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKHAM, BRADLEY, SCOTT	DIRECTOR, INVESTMENTS - MOUNTAIN WEST, DIRECTOR ON THE BOARD	Na	yes	02/2023	Mar 23, 2012	Mar 30, 2023
LEE, JASON, PANG FE	CHIEF LEGAL AND COMPLIANCE OFFICER, CCO	Na	yes	02/2023	Mar 30, 2023	Mar 30, 2023
OZUR, JASON, JAY	CHIEF EXECUTIVE OFFICER, DIRECTOR ON THE BOARD	Na	yes	02/2023	Mar 30, 2023	Mar 30, 2023
STERN, KENNETH, AARON	PRESIDENT, DIRECTOR ON THE BOARD	Na	yes	02/2023	Mar 30, 2023	Mar 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIDO ADVISORS, LLC	n/a	Independent wealth	$43B	Y	yes	n/a
IDB LIDO WEALTH, LLC	n/a	Bank affiliated wealth	$478M	N	yes	n/a
OAKHURST CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$5.7M	N	no	n/a
ENTERPRISE TRUST & INVESTMENT COMPANY	n/a	n/a	n/a	N	yes	n/a
LIDO ADVISORS COLOSSUS MASTER FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO ADVISORS COLOSSUS TIGER GLOBAL FEEDER FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO CAP AND GAP GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO INTERNATIONAL PARTNERS, LTD	n/a	n/a	n/a	N	no	n/a
LIDO POWERLIFT GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO PRIVATE FUNDS, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO TAX, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO UNCAPPED DIVERSIFIED GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO UNCAPPED GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO UNCAPPED PLATINUM GP, LLC	n/a	n/a	n/a	N	yes	n/a
LIDO UNCAPPED QUARTERLY GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	1	no
Johnstown	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$2.0B	$1.9B	17	9	2	n/a	n/a
2021	Feb 24, 2022	$2.1B	$2.1B	28	14	2	n/a	n/a
2020	Mar 5, 2021	$1.8B	$1.8B	26	12	2	n/a	n/a
2019	Mar 20, 2020	$1.6B	$1.6B	24	13	2	n/a	n/a
2018	Mar 31, 2019	$1.6B	$1.6B	26	17	2	n/a	n/a
2017	Mar 1, 2018	$1.5B	$1.4B	26	17	2	n/a	n/a
2016	Mar 23, 2017	$1.2B	$1.2B	24	13	n/a	n/a	n/a
2015	Feb 2, 2016	$1.1B	$1.1B	28	14	n/a	n/a	n/a
2014	Mar 24, 2015	$957M	$954M	19	12	n/a	n/a	n/a
2013	Mar 11, 2014	$881M	$879M	19	12	n/a	n/a	n/a
2012	Mar 28, 2013	$788M	$758M	19	11	n/a	n/a	n/a
2011	Mar 23, 2012	$717M	$675M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$2.0B	$2.1B	-8.1%	$1.6B	7.4%	17	28	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Lido	2	Mar 28, 2024	Mar 28, 2024	BOULDER, CO	Team lift out	RIA to RIA	100.0%
Lido	6	Apr 18, 2023	May 31, 2024	BOULDER, CO	Firm absorbed	RIA to RIA	60.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COLORADO FINANCIAL MANAGEMENT INC	2	Mar 2, 2016	Feb 5, 2016	JOHNSTOWN, CO	Channel change	Other	100.0%

Relationships

Affiliated with (4)

← LIDORegistered adviserother investment adviser, control, common control
factForm ADV
→ LIDORegistered adviserother investment adviser, control, common control
factForm ADV
→ OAKHURST CAPITAL ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
→ IDB LIDO WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← BICKHAM, BRADLEY, SCOTTOwnerDIRECTOR, INVESTMENTS - MOUNTAIN WEST, DIRECTOR ON THE BOARD, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← STERN, KENNETH, AARONOwnerPRESIDENT, DIRECTOR ON THE BOARD, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← OZUR, JASON, JAYOwnerCHIEF EXECUTIVE OFFICER, DIRECTOR ON THE BOARD, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← LEE, JASON, PANG FEOwnerCHIEF LEGAL AND COMPLIANCE OFFICER, CCO, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV

Moved with (2)

→ LIDORegistered adviser6 advisors, firm absorbed
Apr 18, 2023 to May 31, 2024factForm ADV
← COLORADO FINANCIAL MANAGEMENT INCRegistered adviser2 advisors, team lift out, same day
Mar 2, 2016 to Feb 5, 2016factForm ADV

Registered with (14)

← JOSHUA ROBERT MILLERAdvisorregistration: previous registration
Feb 5, 2016 to Mar 28, 2024factForm ADV
← JAMES CHARTREYAdvisorregistration: previous registration
Apr 13, 2023 to Mar 28, 2024factForm ADV
← MATHIAS PRYCE SILBERSTEINAdvisorregistration: previous registration
Mar 21, 2023 to Jan 23, 2024factForm ADV
← ROBERT LOUIS LUCENTEAdvisorregistration: previous registration
Apr 13, 2023 to Aug 21, 2023factForm ADV
← MEAGAN D'ANGELOAdvisorregistration: previous registration
Apr 14, 2011 to Apr 20, 2023factForm ADV
← WILLIAM ANDREW SNIDERAdvisorregistration: previous registration
Oct 1, 2019 to Apr 18, 2023factForm ADV
← LUKE ROBERT DANIELAdvisorregistration: previous registration
Apr 14, 2011 to Apr 18, 2023factForm ADV
← JORDAN TYLER KUNZAdvisorregistration: previous registration
Sep 10, 2015 to Apr 18, 2023factForm ADV
← VIKTORIA FALUSAdvisorregistration: previous registration
Apr 14, 2011 to Apr 18, 2023factForm ADV
← Barbara Katrien LommenAdvisorregistration: previous registration
Jun 28, 2016 to Apr 18, 2023factForm ADV
← Timothy Wayne DuttonAdvisorregistration: previous registration
Oct 6, 2020 to Dec 6, 2022factForm ADV
← DAVID E EADSAdvisorregistration: previous registration
Feb 5, 2016 to Apr 9, 2019factForm ADV
← KREIGHTON KENNEDY BIEGERAdvisorregistration: previous registration
Apr 14, 2011 to Feb 8, 2014factForm ADV
← DERRICK WAIT ROBINSONAdvisorregistration: previous registration
Mar 16, 2004 to Apr 2, 2008factForm ADV

Dated events

Occurred
Mar 28, 2024
Team lift-out
2 advisors left Colorado Financial Management LLC (Boulder, CO) for Lido on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 28, 2024
Advisor changed firm
Joshua Robert Miller left Colorado Financial Management Llc for Lido (registered 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Advisor changed firm
James Chartrey left Colorado Financial Management Llc for Lido (registered 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Jan 23, 2024
Advisor changed firm
Mathias Pryce Silberstein left Colorado Financial Management Llc for Lido (registered 2023-09-26)
Form ADVobserved 5 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Robert Louis Lucente left Colorado Financial Management Llc for Pure Financial Advisors, Llc (registered 2024-03-18)
Form ADVobserved 5 days ago
Occurred
Apr 20, 2023
Advisor changed firm
Meagan D'Angelo left Colorado Financial Management Llc for Lido (registered 2023-04-20)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2023
Firm absorbed
Colorado Financial Management LLC's advisors moved to Lido (Boulder, CO): 6 of 10 registered, within 2 days
Form ADVobserved 5 days ago
6 advisors
Occurred
Apr 18, 2023
Advisor changed firm
Viktoria Falus left Colorado Financial Management Llc for Lido (registered 2024-05-29)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2023
Advisor changed firm
Luke Robert Daniel left Colorado Financial Management Llc for Lido (registered 2024-05-31)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2023
Advisor changed firm
Jordan Tyler Kunz left Colorado Financial Management Llc for Lido (registered 2023-04-14)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2023
Advisor changed firm
William Andrew Snider left Colorado Financial Management Llc for Lido (registered 2023-04-12)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2023
Advisor changed firm
Barbara Katrien Lommen left Colorado Financial Management Llc for Lido (registered 2023-04-13)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Succession filed (Item 4)
Colorado Financial Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Michael Christopher Lagudis (Vice President And Senior Financial Advisor) no longer on Schedule A of Colorado Financial Management Llc (listed 2022-05-02, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
W Richard Lawrence (Chief Executive Officer/President) no longer on Schedule A of Colorado Financial Management Llc (listed 2022-05-02, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Robert Luke Daniel (Partner And Senior Financial Advisor) no longer on Schedule A of Colorado Financial Management Llc (listed 2022-05-02, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Meagan D'Angelo (Partner And Senior Financial Advisor) no longer on Schedule A of Colorado Financial Management Llc (listed 2022-05-02, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Robert Joshua Miller (Partner/Chief Compliance Officer/Senior Financial Advisor) no longer on Schedule A of Colorado Financial Management Llc (listed 2022-05-02, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Jay Jason Ozur (Chief Executive Officer, Director On The Board) appeared on Schedule A of Colorado Financial Management Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Aaron Kenneth Stern (President, Director On The Board) appeared on Schedule A of Colorado Financial Management Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Pang Fe Jason Lee (Chief Legal And Compliance Officer, Cco) appeared on Schedule A of Colorado Financial Management Llc
Form ADVobserved 5 days ago
Occurred
Dec 6, 2022
Advisor changed firm
Timothy Wayne Dutton left Colorado Financial Management Llc for Commonwealth Financial Network (registered 2023-01-05)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2019
Control person left
Forman Patricia Meneley (Secretary/Treasurer/Chief Operating Officer) no longer on Schedule A of Colorado Financial Management Llc (listed 2019-03-31, absent 2019-04-10)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6360f526-21df-2b7a-1e06-6159933714c2
First observed: Mar 23, 2012
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLORADO FINANCIAL MANAGEMENT LLC

SARGENT BICKHAM LAGUDIS, LLC, CRD 113216

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6360f526-21df-2b7a-1e06-6159933714c2

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKHAM, BRADLEY, SCOTT

DIRECTOR, INVESTMENTS - MOUNTAIN WEST, DIRECTOR ON THE BOARD

yes

02/2023

Mar 23, 2012

Mar 30, 2023

LEE, JASON, PANG FE

CHIEF LEGAL AND COMPLIANCE OFFICER, CCO

yes

02/2023

Mar 30, 2023

OZUR, JASON, JAY

CHIEF EXECUTIVE OFFICER, DIRECTOR ON THE BOARD

yes

02/2023

Mar 30, 2023

STERN, KENNETH, AARON

PRESIDENT, DIRECTOR ON THE BOARD

yes

02/2023

Mar 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIDO ADVISORS, LLC

n/a

Independent wealth

$43B

yes

n/a

IDB LIDO WEALTH, LLC

n/a

Bank affiliated wealth

$478M

yes

n/a

OAKHURST CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$5.7M

n/a

ENTERPRISE TRUST & INVESTMENT COMPANY

n/a

yes

n/a

LIDO ADVISORS COLOSSUS MASTER FUND GP, LLC

n/a

yes

n/a

LIDO ADVISORS COLOSSUS TIGER GLOBAL FEEDER FUND I GP, LLC

n/a

yes

n/a

LIDO CAP AND GAP GP, LLC

n/a

yes

n/a

LIDO INTERNATIONAL PARTNERS, LTD

n/a

LIDO POWERLIFT GP, LLC

n/a

yes

n/a

LIDO PRIVATE FUNDS, LLC

n/a

yes

n/a

LIDO TAX, LLC

n/a

yes

n/a

LIDO UNCAPPED DIVERSIFIED GP, LLC

n/a

yes

n/a

LIDO UNCAPPED GP, LLC

n/a

yes

n/a

LIDO UNCAPPED PLATINUM GP, LLC

n/a

yes

n/a

LIDO UNCAPPED QUARTERLY GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

Johnstown

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$2.0B

$1.9B

n/a

2021

Feb 24, 2022

$2.1B

n/a

2020

Mar 5, 2021

$1.8B

n/a

2019

Mar 20, 2020

$1.6B

n/a

2018

Mar 31, 2019

$1.6B

n/a

2017

Mar 1, 2018

$1.5B

$1.4B

n/a

2016

Mar 23, 2017

$1.2B

n/a

2015

Feb 2, 2016

$1.1B

n/a

2014

Mar 24, 2015

$957M

$954M

n/a

2013

Mar 11, 2014

$881M

$879M

n/a

2012

Mar 28, 2013

$788M

$758M

n/a

2011

Mar 23, 2012

$717M

$675M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$2.0B

$2.1B

-8.1%

$1.6B

7.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Lido

Mar 28, 2024

BOULDER, CO

Team lift out

RIA to RIA

100.0%

Lido

Apr 18, 2023

May 31, 2024

BOULDER, CO

Firm absorbed

RIA to RIA

60.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COLORADO FINANCIAL MANAGEMENT INC

Mar 2, 2016

Feb 5, 2016

JOHNSTOWN, CO

Channel change

Other

100.0%