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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PCJ INVESTMENT COUNSEL LTD.

CRD 151670

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:026016bb-ca60-88f4-29ab-0243a04fad9f

Data as of Apr 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 18, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2012-04-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 47
SEC number: 801-70706
CRD: 151670
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Apr 18, 2012
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALTOSAAR, HEIKI, ENN	VICE PRESIDENT, SECRETARY & COMPLIANCE OFFICER	Na	yes	05/2001	Mar 30, 2012	Apr 18, 2012
CAMPBELL, JACK, THOMAS	DIRECTOR & VICE PRESIDENT	Na	yes	07/1996	Mar 30, 2012	Apr 18, 2012
CONNOR, CLARK & LUNN FINANCIAL GROUP	Partner	D	yes	01/2003	Mar 30, 2012	Apr 18, 2012
FREUND, MICHAEL, WALTER	Director	Na	yes	08/1998	Mar 30, 2012	Apr 18, 2012
PCJ INVESTMENT COUNSEL PARTNERSHIP	Partnership	E	yes	07/1996	Mar 30, 2012	Apr 18, 2012
PITICCO, NEREO, GIOVANNI	DIRECTOR & PRESIDENT	Na	yes	07/1996	Mar 30, 2012	Apr 18, 2012
ALLADINA, ALY, SHARIFF	VICE PRESIDENT	Na	no	10/2005	Mar 30, 2012	Apr 18, 2012
POSMAN, ADAM, TODD	VICE PRESIDENT	Na	no	08/2011	Mar 30, 2012	Apr 18, 2012
ROCK, BRYAN, EDWIN	VICE PRESIDENT	Na	no	07/2009	Mar 30, 2012	Apr 18, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD	n/a	Other adviser	$86B	N	yes	n/a
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.	n/a	Other adviser	$6.3B	N	yes	n/a
NEW STAR INSTITUTIONAL MANAGERS LIMITED	n/a	Asset manager	$5.9B	N	yes	n/a
BAKER GILMORE & ASSOCIATES INC.	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN CAPITAL MARKETS INC.	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN FUNDS INC.	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.	n/a	n/a	n/a	N	yes	n/a
GYRUS INVESTMENT MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
NEW STAR CANADA INC.	n/a	n/a	n/a	N	yes	n/a
SCHEER, ROWLETT & ASSOCIATES INESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$1.7B	$1.7B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.7B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

→ CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, common control
factForm ADV
→ NS PARTNERS LTDRegistered adviserother investment adviser, common control
factForm ADV
→ GLOBAL ALPHA CAPITAL MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← FREUND, MICHAEL, WALTEROwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PITICCO, NEREO, GIOVANNIOwnerDIRECTOR & PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CAMPBELL, JACK, THOMASOwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ALTOSAAR, HEIKI, ENNOwnerVICE PRESIDENT, SECRETARY & COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CONNOR, CLARK & LUNN FINANCIAL GROUPOwnerPARTNER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV
← PCJ INVESTMENT COUNSEL PARTNERSHIPOwnerPARTNERSHIP, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← ALLADINA, ALY, SHARIFFOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ROCK, BRYAN, EDWINOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← POSMAN, ADAM, TODDOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:026016bb-ca60-88f4-29ab-0243a04fad9f
First observed: Mar 30, 2012
Last observed: Apr 18, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PCJ INVESTMENT COUNSEL LTD.

CRD 151670

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:026016bb-ca60-88f4-29ab-0243a04fad9f

Data as of Apr 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALTOSAAR, HEIKI, ENN

VICE PRESIDENT, SECRETARY & COMPLIANCE OFFICER

yes

05/2001

Mar 30, 2012

Apr 18, 2012

CAMPBELL, JACK, THOMAS

DIRECTOR & VICE PRESIDENT

yes

07/1996

Mar 30, 2012

Apr 18, 2012

CONNOR, CLARK & LUNN FINANCIAL GROUP

Partner

yes

01/2003

Mar 30, 2012

Apr 18, 2012

FREUND, MICHAEL, WALTER

Director

yes

08/1998

Mar 30, 2012

Apr 18, 2012

PCJ INVESTMENT COUNSEL PARTNERSHIP

Partnership

yes

07/1996

Mar 30, 2012

Apr 18, 2012

PITICCO, NEREO, GIOVANNI

DIRECTOR & PRESIDENT

yes

07/1996

Mar 30, 2012

Apr 18, 2012

ALLADINA, ALY, SHARIFF

VICE PRESIDENT

10/2005

Mar 30, 2012

Apr 18, 2012

POSMAN, ADAM, TODD

VICE PRESIDENT

08/2011

Mar 30, 2012

Apr 18, 2012

ROCK, BRYAN, EDWIN

VICE PRESIDENT

07/2009

Mar 30, 2012

Apr 18, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

n/a

Other adviser

$86B

yes

n/a

GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

n/a

Other adviser

$6.3B

yes

n/a

NEW STAR INSTITUTIONAL MANAGERS LIMITED

n/a

Asset manager

$5.9B

yes

n/a

BAKER GILMORE & ASSOCIATES INC.

n/a

yes

n/a

CONNOR, CLARK & LUNN CAPITAL MARKETS INC.

n/a

yes

n/a

CONNOR, CLARK & LUNN FUNDS INC.

n/a

yes

n/a

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.

n/a

yes

n/a

GYRUS INVESTMENT MANAGEMENT INC.

n/a

yes

n/a

NEW STAR CANADA INC.

n/a

yes

n/a

SCHEER, ROWLETT & ASSOCIATES INESTMENT MANAGEMENT LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$1.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.7B

n/a