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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

CRD 107557

VANCOUVER, BC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:598808fa-7bfc-83bb-645e-15c861e73c22

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 9
On other graphs: 0
Observed: Mar 30, 2012 to Aug 26, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.42 institutional_share=0.57 related_bd=false related_bank=true bd_reps=5.0
Regulatory AUM: $86BItem 5.F on the latest filing (2026-08-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $86B
Private client RAUM: $40.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 155
Advisory employees: 56
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 362
Private funds: 10Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-79433
CRD: 107557
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: Aug 26, 2026
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CC&L Q GLOBAL EQUITY MARKET NEUTRAL MASTER FUND LTD.	Hedge Fund	$977M	Dec 16, 2024	2	Mar 29, 2019	reported	021-283562
CC&L Q EMERGING MARKETS EQUITY FUND LP	Other Private Fund	$525M	Dec 16, 2024	8	Mar 31, 2017	reported	021-283558
CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND LP	Hedge Fund	$0	Mar 31, 2018	0	Mar 31, 2017	dropped	021-283562

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, GARY, NORMAN	Director	Na	yes	03/2006	Mar 30, 2012	Dec 16, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP	Partner	E	yes	01/2015	Mar 30, 2016	Dec 16, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP LP	Partner	C	yes	01/2013	Mar 18, 2014	Dec 16, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.	Partner	E	yes	01/2015	Mar 30, 2012	Dec 16, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT PARTNERSHIP	Partnership	E	yes	02/1994	Mar 30, 2012	Dec 16, 2024
COTTERILL, PHILLIP, JOHN	DIRECTOR & VICE PRESIDENT	Na	yes	03/2003	Mar 30, 2012	Dec 16, 2024
CROWE, DERRICK, PAUL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2014	Mar 18, 2014	Dec 16, 2024
Drake, Jennifer	Director	Na	yes	03/2019	Mar 29, 2019	Dec 16, 2024
GEORGE, DAVID, ELLIS	Director	Na	yes	03/2020	Mar 30, 2012	Dec 16, 2024
GERBER, MARTIN, LUIS	DIRECTOR & PRESIDENT	Na	yes	03/1999	Mar 30, 2012	Dec 16, 2024
HUANG, STEVEN, BENARD	DIRECTOR AND VICE PRESIDENT	Na	yes	02/2009	Mar 30, 2012	Dec 16, 2024
ROBITAILLE, PATRICK, DAVID	CORPORATE SECRETARY	Na	yes	02/2004	Mar 30, 2012	Dec 16, 2024
STODDART, JOHN, WARREN	DIRECTOR & VICE PRESIDENT	Na	yes	03/1999	Mar 30, 2012	Dec 16, 2024
Walsh, Michael, John	Director	Na	yes	03/2020	Mar 30, 2020	Dec 16, 2024
ZIMCIK, ANDREW, DAVID	Director	Na	yes	03/2022	Mar 30, 2016	Dec 16, 2024
HASENAUER, ERIC, ROMAN	SN. VICE PRESIDENT,CO-HEAD	Na	no	07/2014	Mar 30, 2015	Dec 16, 2024
Marzec, Timothy, Michael	VICE PRESIDENT	Na	no	06/2018	Mar 29, 2019	Dec 16, 2024
Reynolds, Stephen, Edward	VICE PRESIDENT	Na	no	07/2017	Mar 31, 2018	Dec 16, 2024
RICKETTS, JOHN, WYATT	SN. VICE PRESIDENT,CO-HEAD	Na	no	03/2022	Mar 31, 2022	Dec 16, 2024
SIMONETTE, GARY, J	VICE PRESIDENT	Na	no	07/2014	Mar 30, 2015	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.	n/a	Other adviser	$6.3B	N	yes	n/a
NS PARTNERS LTD	n/a	Asset manager	$5.9B	N	yes	n/a
VERGENT ASSET MANAGEMENT LLP	n/a	Asset manager	$1.2B	N	yes	n/a
PCJ INVESTMENT COUNSEL LTD.	n/a	Asset manager	$924M	N	yes	n/a
FORTWOOD CAPITAL LP	n/a	Asset manager	$513M	N	yes	n/a
BAKER GILMORE & ASSOCIATES INC.	n/a	n/a	n/a	N	yes	n/a
BANYAN MANAGEMENT PARTNERSHIP	n/a	n/a	n/a	N	yes	n/a
CC&L Q EMERGING MARKETS EQUITY FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN (CANADA) LTD.	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN FUNDS INC.	n/a	n/a	n/a	N	yes	n/a
CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.	n/a	n/a	n/a	N	yes	n/a
CRESTPOINT ASSET MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
MIDSTAR MANAGEMENT CORP.	n/a	n/a	n/a	N	yes	n/a
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TORONTO, ONTARIO	n/a	Canada	3	no
Montreal	n/a	Canada	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$86B	$86B	155	56	2	9	n/a
2024	Mar 27, 2025	$49B	$49B	140	50	2	4	n/a
2023	Mar 29, 2024	$46B	$46B	138	48	2	2	$1.5B
2022	Mar 31, 2023	$37B	$37B	117	36	1	2	$1.0B
2021	Mar 31, 2022	$44B	$44B	113	38	1	2	$492M
2020	Mar 29, 2021	$37B	$37B	105	39	1	2	$396M
2019	Mar 30, 2020	$35B	$35B	79	32	1	2	$390M
2018	Mar 29, 2019	$31B	$31B	75	31	1	2	$79.8M
2017	Mar 31, 2018	$36B	$36B	69	29	1	2	$0
2016	Mar 31, 2017	$36B	$36B	64	27	n/a	2	$0
2015	Mar 30, 2016	$30B	$30B	56	27	n/a	n/a	n/a
2014	Mar 30, 2015	$29B	$29B	51	24	n/a	n/a	n/a
2011	Mar 30, 2012	$21B	$21B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$86B	$49B	73.2%	$37B	32.0%	155	140	2	2

Relationships

Affiliated with (11)

→ NS PARTNERS LTDRegistered adviserother investment adviser, common control
factForm ADV
→ GLOBAL ALPHA CAPITAL MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ PCJ INVESTMENT COUNSEL LTD.Registered adviserother investment adviser, common control
factForm ADV
→ VERGENT ASSET MANAGEMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FORTWOOD CAPITAL LPRegistered adviserother investment adviser, common control
factForm ADV
← NS PARTNERS LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← GLOBAL ALPHA CAPITAL MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← PCJ INVESTMENT COUNSEL LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← VERGENT ASSET MANAGEMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
← FORTWOOD CAPITAL LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← PCJ INVESTMENT COUNSEL LTD.Registered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ CC&L Q EMERGING MARKETS EQUITY FUND LPPrivate fundOther Private Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ CC&L Q GLOBAL EQUITY MARKET NEUTRAL MASTER FUND LTD.Private fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Mar 31, 2018factForm ADV

Owns (5)

← Reynolds, Stephen, EdwardOwnerVICE PRESIDENT, ownership code NA, individual
Mar 31, 2018 to Dec 16, 2024factForm ADV
← RICKETTS, JOHN, WYATTOwnerSN. VICE PRESIDENT,CO-HEAD, ownership code NA, individual
Mar 31, 2022 to Dec 16, 2024factForm ADV
← HASENAUER, ERIC, ROMANOwnerSN. VICE PRESIDENT,CO-HEAD, ownership code NA, individual
Mar 30, 2015 to Dec 16, 2024factForm ADV
← SIMONETTE, GARY, JOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2015 to Dec 16, 2024factForm ADV
← Marzec, Timothy, MichaelOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2019 to Dec 16, 2024factForm ADV

Controls (14)

← GEORGE, DAVID, ELLISOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← STODDART, JOHN, WARRENOwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← GERBER, MARTIN, LUISOwnerDIRECTOR & PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← COTTERILL, PHILLIP, JOHNOwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← ROBITAILLE, PATRICK, DAVIDOwnerCORPORATE SECRETARY, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← BAKER, GARY, NORMANOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← HUANG, STEVEN, BENARDOwnerDIRECTOR AND VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Dec 16, 2024factForm ADV
← ZIMCIK, ANDREW, DAVIDOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2016 to Dec 16, 2024factForm ADV
← CROWE, DERRICK, PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2014 to Dec 16, 2024factForm ADV
← Walsh, Michael, JohnOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2020 to Dec 16, 2024factForm ADV
← Drake, JenniferOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2019 to Dec 16, 2024factForm ADV
← CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIPOwnerPARTNER, ownership code E, foreign entity
Mar 30, 2016 to Dec 16, 2024factForm ADV
← CONNOR, CLARK & LUNN FINANCIAL GROUP LPOwnerPARTNER, ownership code C, foreign entity
Mar 18, 2014 to Dec 16, 2024factForm ADV
← CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT PARTNERSHIPOwnerPARTNERSHIP, ownership code E, foreign entity
Mar 30, 2012 to Dec 16, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Connor Clark & Lunn Investment Management Ltd reported RAUM $85.6B, up 73% from $49.4B (2026-02-23 to 2026-03-31)
Form ADVobserved 4 days ago
$36.2B
Occurred
Mar 31, 2022
Control person left
Blair Brian Eby (Director And Vice President) no longer on Schedule A of Connor Clark & Lunn Investment Management Ltd (listed 2021-06-18, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
David Andrew Zimcik (Director) appeared on Schedule A of Connor Clark & Lunn Investment Management Ltd
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
John Michael Walsh (Director) appeared on Schedule A of Connor Clark & Lunn Investment Management Ltd
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Ellis David George (Director) appeared on Schedule A of Connor Clark & Lunn Investment Management Ltd
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Walter Michael Freund (Director) no longer on Schedule A of Connor Clark & Lunn Investment Management Ltd (listed 2019-12-05, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Sep 17, 2019
Control person left
Scott Christopher Kalbfleisch (Director And Vice President) no longer on Schedule A of Connor Clark & Lunn Investment Management Ltd (listed 2019-03-29, absent 2019-09-17)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Jennifer Drake (Director) appeared on Schedule A of Connor Clark & Lunn Investment Management Ltd
Form ADVobserved 4 days ago
Occurred
Mar 18, 2014
First Form ADV filing
Connor Clark & Lunn Investment Management Ltd filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:598808fa-7bfc-83bb-645e-15c861e73c22
First observed: Mar 30, 2012
Last observed: Aug 26, 2026 24 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

CRD 107557

VANCOUVER, BC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:598808fa-7bfc-83bb-645e-15c861e73c22

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CC&L Q GLOBAL EQUITY MARKET NEUTRAL MASTER FUND LTD.

Hedge Fund

$977M

Dec 16, 2024

Mar 29, 2019

reported

021-283562

CC&L Q EMERGING MARKETS EQUITY FUND LP

Other Private Fund

$525M

Dec 16, 2024

Mar 31, 2017

reported

021-283558

CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND LP

Hedge Fund

Mar 31, 2018

Mar 31, 2017

dropped

021-283562

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, GARY, NORMAN

Director

yes

03/2006

Mar 30, 2012

Dec 16, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP

Partner

yes

01/2015

Mar 30, 2016

Dec 16, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP LP

Partner

yes

01/2013

Mar 18, 2014

Dec 16, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.

Partner

yes

01/2015

Mar 30, 2012

Dec 16, 2024

CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT PARTNERSHIP

Partnership

yes

02/1994

Mar 30, 2012

Dec 16, 2024

COTTERILL, PHILLIP, JOHN

DIRECTOR & VICE PRESIDENT

yes

03/2003

Mar 30, 2012

Dec 16, 2024

CROWE, DERRICK, PAUL

CHIEF COMPLIANCE OFFICER

yes

01/2014

Mar 18, 2014

Dec 16, 2024

Drake, Jennifer

Director

yes

03/2019

Mar 29, 2019

Dec 16, 2024

GEORGE, DAVID, ELLIS

Director

yes

03/2020

Mar 30, 2012

Dec 16, 2024

GERBER, MARTIN, LUIS

DIRECTOR & PRESIDENT

yes

03/1999

Mar 30, 2012

Dec 16, 2024

HUANG, STEVEN, BENARD

DIRECTOR AND VICE PRESIDENT

yes

02/2009

Mar 30, 2012

Dec 16, 2024

ROBITAILLE, PATRICK, DAVID

CORPORATE SECRETARY

yes

02/2004

Mar 30, 2012

Dec 16, 2024

STODDART, JOHN, WARREN

DIRECTOR & VICE PRESIDENT

yes

03/1999

Mar 30, 2012

Dec 16, 2024

Walsh, Michael, John

Director

yes

03/2020

Mar 30, 2020

Dec 16, 2024

ZIMCIK, ANDREW, DAVID

Director

yes

03/2022

Mar 30, 2016

Dec 16, 2024

HASENAUER, ERIC, ROMAN

SN. VICE PRESIDENT,CO-HEAD

07/2014

Mar 30, 2015

Dec 16, 2024

Marzec, Timothy, Michael

VICE PRESIDENT

06/2018

Mar 29, 2019

Dec 16, 2024

Reynolds, Stephen, Edward

VICE PRESIDENT

07/2017

Mar 31, 2018

Dec 16, 2024

RICKETTS, JOHN, WYATT

SN. VICE PRESIDENT,CO-HEAD

03/2022

Mar 31, 2022

Dec 16, 2024

SIMONETTE, GARY, J

VICE PRESIDENT

07/2014

Mar 30, 2015

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

n/a

Other adviser

$6.3B

yes

n/a

NS PARTNERS LTD

n/a

Asset manager

$5.9B

yes

n/a

VERGENT ASSET MANAGEMENT LLP

n/a

Asset manager

$1.2B

yes

n/a

PCJ INVESTMENT COUNSEL LTD.

n/a

Asset manager

$924M

yes

n/a

FORTWOOD CAPITAL LP

n/a

Asset manager

$513M

yes

n/a

BAKER GILMORE & ASSOCIATES INC.

n/a

yes

n/a

BANYAN MANAGEMENT PARTNERSHIP

n/a

yes

n/a

CC&L Q EMERGING MARKETS EQUITY FUND GP LLC

n/a

yes

n/a

CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND GP LLC

n/a

yes

n/a

CONNOR, CLARK & LUNN (CANADA) LTD.

n/a

yes

n/a

CONNOR, CLARK & LUNN FUNDS INC.

n/a

yes

n/a

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.

n/a

yes

n/a

CRESTPOINT ASSET MANAGEMENT LTD.

n/a

yes

n/a

MIDSTAR MANAGEMENT CORP.

n/a

yes

n/a

SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

TORONTO, ONTARIO

n/a

Canada

Montreal

n/a

Canada

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$86B

155

n/a

2024

Mar 27, 2025

$49B

140

n/a

2023

Mar 29, 2024

$46B

138

$1.5B

2022

Mar 31, 2023

$37B

117

$1.0B

2021

Mar 31, 2022

$44B

113

$492M

2020

Mar 29, 2021

$37B

105

$396M

2019

Mar 30, 2020

$35B

$390M

2018

Mar 29, 2019

$31B

$79.8M

2017

Mar 31, 2018

$36B

2016

Mar 31, 2017

$36B

n/a

2015

Mar 30, 2016

$30B

n/a

2014

Mar 30, 2015

$29B

n/a

2011

Mar 30, 2012

$21B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$86B

$49B

73.2%

$37B

32.0%

155

140