DFX Intelligence

D•••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)46 years in industry

D•••• M•••••• S••••

Advisor at A••••• F•••••••• P•••••••• I•••

VERO BEACH, FL | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:02654c9f-0b23-f612-66b0-3455e79d85db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Feb 4, 2025	n/a	yes	VERO BEACH, FL\|COLORADO SPRINGS, CO	Current employment
A••••• F•••••••• P•••••••• I•••	Independent wealth	Oct 29, 2024	Dec 11, 2024	no	VERO BEACH, FL\|VERO BEACH, FL\|COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	A••••• F•••••••• P•••••••• I•••	Mar 19, 2025	Oct 29, 2024	-141	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2024 to Dec 11, 2024factForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2005 to Mar 19, 2025factForm ADV

Dated events

Occurred
Mar 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02654c9f-0b23-f612-66b0-3455e79d85db
First observed: Aug 12, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.