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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

INTERVEST INTERNATIONAL, INC.

CRD 111516

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d48b8deb-07f9-b918-7b07-370ca3840506

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 75
Dated events: 37
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2024
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $39.9MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $39.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 16
Offices: 14Schedule D 1.F, beyond the principal office
Accounts: 356
Individual clients: 353
High net worth clients: 3
SEC number: 801-66615
CRD: 111516
Filings on the tape: 26
First filed: Mar 30, 2012
Latest filed: Mar 29, 2024
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O'BRIEN, TIMOTHY, KEVIN	CHIEF COMPLIANCE OFFICER / VICE PRESIDENT	Na	yes	03/2022	Mar 29, 2022	Mar 29, 2024
SMITH, DAVID, MICHAEL	CHIEF EXECUTIVE OFFICER	E	yes	11/2008	Mar 30, 2012	Mar 29, 2024
WATTS, KACEY, BESS	SECRETARY/TREASURER	Na	no	06/2006	Mar 30, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTERVEST INTERNATIONAL EQUITIES CORPORATION	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Valdosta	Ga	United States	2	yes
Summerville	Sc	United States	2	yes
Aurora	Co	United States	1	yes
COLORADO SPRINGS	Co	United States	1	yes
Chicago	IL	United States	1	yes
Freemont	Ne	United States	1	yes
Greenville	Sc	United States	1	yes
HARKER HEIGHTS	TX	United States	1	yes
Mcallen	TX	United States	1	yes
ST GEORGE	Ut	United States	1	yes
VIRGINIA BEACH	Va	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$39.9M	$0	16	16	14	n/a	n/a
2022	Mar 30, 2023	$74.4M	$0	23	23	20	n/a	n/a
2021	Mar 29, 2022	$195M	$0	30	30	21	n/a	n/a
2020	Mar 9, 2021	$124M	$0	29	29	22	n/a	n/a
2019	Mar 30, 2020	$97.9M	$0	34	34	25	n/a	n/a
2018	Mar 29, 2019	$85.2M	$0	31	31	25	n/a	n/a
2017	Mar 27, 2018	$114M	$0	32	28	23	n/a	n/a
2016	Mar 31, 2017	$92.3M	$47.1M	35	33	n/a	n/a	n/a
2015	Mar 30, 2016	$541M	$56.7M	35	33	n/a	n/a	n/a
2014	Mar 27, 2015	$547M	$51.5M	33	31	n/a	n/a	n/a
2013	Mar 28, 2014	$473M	$23.0M	38	32	n/a	n/a	n/a
2012	Mar 27, 2013	$391M	$9.7M	33	31	n/a	n/a	n/a
2011	Mar 30, 2012	$164M	$1.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$39.9M	$74.4M	-46.4%	$124M	-31.5%	16	23	14	20

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AUSDAL FINANCIAL PARTNERS, INC.	10	Nov 14, 2024	Mar 3, 2026	COLORADO SPRINGS, CO	Firm absorbed	RIA to RIA	66.7%
REGAL INVESTMENT ADVISORS LLC	2	Jun 27, 2023	Jun 27, 2023	MORRISTOWN, NJ	Team lift out	RIA to ibd	10.5%
KESTRA ADVISORY SERVICES, LLC	2	Jun 6, 2023	Jun 6, 2023	COLORADO SPRINGS, CO	Team lift out	RIA to ibd	9.1%
FBD ASSET MGMT	3	Nov 3, 2020	Jan 5, 2021	COLORADO SPRINGS, CO	Team lift out	RIA to new firm	12.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	2	Apr 23, 2019	Apr 22, 2019	SARASOTA, FL	Team lift out	Ibd to RIA	2.2%

Relationships

Owns (1)

← WATTS, KACEY, BESSOwnerSECRETARY/TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Controls (2)

← O'BRIEN, TIMOTHY, KEVINOwnerCHIEF COMPLIANCE OFFICER / VICE PRESIDENT, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV
← SMITH, DAVID, MICHAELOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Moved with (4)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviser8 advisors, firm absorbed
Nov 14, 2024 to Mar 3, 2026factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jun 6, 2023 to Jun 6, 2023factForm ADV
→ FBD ASSET MGMTRegistered adviser3 advisors, team lift out, same day
Nov 3, 2020 to Jan 5, 2021factForm ADV
← GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviser2 advisors, team lift out, same day
Apr 23, 2019 to Apr 22, 2019factForm ADV

Registered with (66)

← TIMOTHY KEVIN O'BRIENAdvisorregistration: previous registration
May 5, 2015 to Mar 19, 2025factForm ADV
← DAVID MICHAEL SMITHAdvisorregistration: previous registration
Aug 12, 2005 to Mar 19, 2025factForm ADV
← KIM LEON COWDELLAdvisorregistration: previous registration
Aug 28, 2019 to Nov 15, 2024factForm ADV
← MICHAEL DALE GUILLIATTAdvisorregistration: previous registration
Feb 8, 2006 to Nov 15, 2024factForm ADV
← JEFFREY STEPHEN GERACIAdvisorregistration: previous registration
May 4, 2010 to Nov 15, 2024factForm ADV
← JOHN FRANCIS CARRAdvisorregistration: previous registration
Jan 17, 2007 to Nov 15, 2024factForm ADV
← JOHN DAVID WASHNOCKAdvisorregistration: previous registration
Jan 19, 2007 to Nov 15, 2024factForm ADV
← JAMES DANIEL WASHNOCKAdvisorregistration: previous registration
Jan 19, 2007 to Nov 15, 2024factForm ADV
← PAUL DOUGLAS MCLEMOREAdvisorregistration: previous registration
Mar 25, 2020 to Nov 15, 2024factForm ADV
← TRAVIS MICHAEL MOOREAdvisorregistration: previous registration
Jul 12, 2010 to Nov 15, 2024factForm ADV
← DAVID MICHAEL SMITHAdvisorregistration: previous registration
Apr 19, 2016 to Nov 15, 2024factForm ADV
← Sean Robert RomeroAdvisorregistration: previous registration
Sep 12, 2022 to Nov 15, 2024factForm ADV
← Michael Patrick GeraciAdvisorregistration: previous registration
Dec 6, 2021 to Nov 15, 2024factForm ADV
← Zachary Keith CowdellAdvisorregistration: previous registration
Sep 30, 2024 to Nov 15, 2024factForm ADV
← JONATHAN ERIC ELLEFSONAdvisorregistration: previous registration
Dec 22, 2008 to Nov 14, 2024factForm ADV
← Michael J. BunzelAdvisorregistration: previous registration
Sep 26, 2022 to Jul 5, 2024factForm ADV
← TREVOR BENNETTAdvisorregistration: previous registration
May 18, 2023 to Sep 5, 2023factForm ADV
← STEPHEN ALAN COLAVITOAdvisorregistration: previous registration
Aug 31, 2007 to Aug 1, 2023factForm ADV
← Kevin Peter ZebrowskiAdvisorregistration: previous registration
Feb 25, 2021 to Jun 27, 2023factForm ADV
← Robert EspositoAdvisorregistration: previous registration
Nov 1, 2021 to Jun 27, 2023factForm ADV
← JON CHRISTOPHER VINGEAdvisorregistration: previous registration
Aug 14, 2007 to Jun 6, 2023factForm ADV
← John Harvey DoneyAdvisorregistration: previous registration
Sep 27, 2018 to Jun 6, 2023factForm ADV
← Jacob Michael ForscheinAdvisorregistration: previous registration
Apr 25, 2019 to Jun 6, 2023factForm ADV
← MARK EDWARD RAMEYAdvisorregistration: previous registration
Jun 23, 2016 to May 24, 2023factForm ADV
← WILLIAM CONWAY FRYEAdvisorregistration: previous registration
Aug 31, 2010 to Dec 2, 2022factForm ADV
← JAMES GORDON MILLERAdvisorregistration: previous registration
Mar 10, 2015 to Nov 9, 2022factForm ADV
← DANIEL FRANCIS DILASCIAAdvisorregistration: previous registration
Jul 23, 2015 to Oct 19, 2022factForm ADV
← Sean Michael KoschoAdvisorregistration: previous registration
Jun 11, 2021 to Oct 3, 2022factForm ADV
← KEVIN SCOTT BACHMANNAdvisorregistration: previous registration
Mar 13, 2018 to Aug 2, 2022factForm ADV
← Douglas Blake HortnessAdvisorregistration: previous registration
Jan 20, 2017 to Nov 3, 2020factForm ADV
and 36 more

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 2, 2025
Left the SEC roster
Intervest International, Inc. no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $39.9M)
Form ADVobserved 6 days ago
$39.9M
Occurred
Mar 19, 2025
Advisor changed firm
Timothy Kevin O'Brien left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-02)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2025
Advisor changed firm
David Michael Smith left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-29)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Paul Douglas Mclemore left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2026-03-03)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
John Francis Carr left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-28)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Michael Patrick Geraci left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2025-05-08)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Zachary Keith Cowdell left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-24)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Jeffrey Stephen Geraci left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-22)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Travis Michael Moore left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-28)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
James Daniel Washnock left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-28)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Kim Leon Cowdell left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-11-04)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Michael Dale Guilliatt left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-11-19)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
David Michael Smith left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-25)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
John David Washnock left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-28)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Sean Robert Romero left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-29)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2024
Firm absorbed
Intervest International, Inc.'s advisors moved to Ausdal Financial Partners, Inc. (Colorado Springs, CO): 8 of 15 registered, a day apart
Form ADVobserved 5 days ago
8 advisors
Occurred
Nov 14, 2024
Advisor changed firm
Jonathan Eric Ellefson left Intervest International, Inc. for Ausdal Financial Partners, Inc. (registered 2024-10-31)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2024
Advisor changed firm
Michael J. Bunzel left Intervest International, Inc. for Stonewater Wealth Management, Inc. (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Sep 5, 2023
Advisor changed firm
Trevor Bennett left Intervest International, Inc. for Raymond James & Associates, Inc. (registered 2023-09-14)
Form ADVobserved 6 days ago
Occurred
Aug 1, 2023
Advisor changed firm
Stephen Alan Colavito left Intervest International, Inc. for Osaic Wealth, Inc. (registered 2023-08-04)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2023
Team lift-out
2 advisors left Intervest International, Inc. (Morristown, NJ) for Regal Investment Advisors LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 27, 2023
Advisor changed firm
Kevin Peter Zebrowski left Intervest International, Inc. for Regal Investment Advisors Llc (registered 2023-06-27)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2023
Advisor changed firm
Robert Esposito left Intervest International, Inc. for Regal Investment Advisors Llc (registered 2023-06-27)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2023
Team lift-out
2 advisors left Intervest International, Inc. (Colorado Springs, CO) for Kestra Advisory Services, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jun 6, 2023
Advisor changed firm
John Harvey Doney left Intervest International, Inc. for Kestra Advisory Services, Llc (registered 2023-06-06)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2023
Advisor changed firm
Jon Christopher Vinge left Intervest International, Inc. for Kestra Advisory Services, Llc (registered 2023-06-07)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2023
Advisor changed firm
Jacob Michael Forschein left Intervest International, Inc. for Kestra Advisory Services, Llc (registered 2023-06-06)
Form ADVobserved 6 days ago
Occurred
May 24, 2023
Advisor changed firm
Mark Edward Ramey left Intervest International, Inc. for Lpl Financial Llc (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Intervest International, Inc. reported RAUM $74.4M, down 62% from $194.6M (2022-08-25 to 2023-03-30)
Form ADVobserved 6 days ago
$-120M
Occurred
Dec 2, 2022
Advisor changed firm
William Conway Frye left Intervest International, Inc. for Familywealth (registered 2017-09-27)
Form ADVobserved 6 days ago
Occurred
Nov 9, 2022
Advisor changed firm
James Gordon Miller left Intervest International, Inc. for Ascentis Independent Advisors, Llc (registered 2022-08-26)
Form ADVobserved 6 days ago
Occurred
Oct 19, 2022
Advisor changed firm
Daniel Francis Dilascia left Intervest International, Inc. for Base Wealth Management (registered 2022-10-20)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Sean Michael Koscho left Intervest International, Inc. for Base Wealth Management (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Aug 2, 2022
Advisor changed firm
Kevin Scott Bachmann left Intervest International, Inc. for Cape Investment Advisory, Inc. (registered 2022-10-14)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person joined
Kevin Timothy O'Brien (Chief Compliance Officer) appeared on Schedule A of Intervest International, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Allan Edward Hindman (Chief Compliance Officer) no longer on Schedule A of Intervest International, Inc. (listed 2021-07-21, absent 2022-03-29)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 29, 2024
Intervest International, Inc. reported 14 offices beyond its principal office, down from 20 (2023-03-30 to 2024-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d48b8deb-07f9-b918-7b07-370ca3840506
First observed: Mar 30, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTERVEST INTERNATIONAL, INC.

CRD 111516

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d48b8deb-07f9-b918-7b07-370ca3840506

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

O'BRIEN, TIMOTHY, KEVIN

CHIEF COMPLIANCE OFFICER / VICE PRESIDENT

yes

03/2022

Mar 29, 2022

Mar 29, 2024

SMITH, DAVID, MICHAEL

CHIEF EXECUTIVE OFFICER

yes

11/2008

Mar 30, 2012

Mar 29, 2024

WATTS, KACEY, BESS

SECRETARY/TREASURER

06/2006

Mar 30, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTERVEST INTERNATIONAL EQUITIES CORPORATION

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Valdosta

United States

yes

Summerville

United States

yes

Aurora

United States

yes

COLORADO SPRINGS

United States

yes

Chicago

United States

yes

Freemont

United States

yes

Greenville

United States

yes

HARKER HEIGHTS

United States

yes

Mcallen

United States

yes

ST GEORGE

United States

yes

VIRGINIA BEACH

United States

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$39.9M

n/a

2022

Mar 30, 2023

$74.4M

n/a

2021

Mar 29, 2022

$195M

n/a

2020

Mar 9, 2021

$124M

n/a

2019

Mar 30, 2020

$97.9M

n/a

2018

Mar 29, 2019

$85.2M

n/a

2017

Mar 27, 2018

$114M

n/a

2016

Mar 31, 2017

$92.3M

$47.1M

n/a

2015

Mar 30, 2016

$541M

$56.7M

n/a

2014

Mar 27, 2015

$547M

$51.5M

n/a

2013

Mar 28, 2014

$473M

$23.0M

n/a

2012

Mar 27, 2013

$391M

$9.7M

n/a

2011

Mar 30, 2012

$164M

$1.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$39.9M

$74.4M

-46.4%

$124M

-31.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AUSDAL FINANCIAL PARTNERS, INC.

Nov 14, 2024

Mar 3, 2026

COLORADO SPRINGS, CO

Firm absorbed

RIA to RIA

66.7%

REGAL INVESTMENT ADVISORS LLC

Jun 27, 2023

MORRISTOWN, NJ

Team lift out

RIA to ibd

10.5%

KESTRA ADVISORY SERVICES, LLC

Jun 6, 2023

COLORADO SPRINGS, CO

Team lift out

RIA to ibd

9.1%

FBD ASSET MGMT

Nov 3, 2020

Jan 5, 2021

COLORADO SPRINGS, CO

Team lift out

RIA to new firm

12.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Apr 23, 2019

Apr 22, 2019

SARASOTA, FL

Team lift out

Ibd to RIA

2.2%