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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MIAMISBURG, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 10, 2018 | n/a | yes | MIAMISBURG, OH | Current employment |
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Dec 6, 2018 | Dec 14, 2018 | no | Maimisburg, OH|MIAMI, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 28, 1999 | Dec 7, 2018 | no | DAYTON, OH|MIAMISBURG, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 14, 2018 | Dec 10, 2018 | -4 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SANCTUARY ADVISORS, LLC | Dec 7, 2018 | Dec 6, 2018 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 226606:7691:FL:2018-12-14 | Dec 14, 2018 | Dec 10, 2018 | MIAMI, FL | Firm change |
| 7691:226606:OH:2018-12-07 | Dec 7, 2018 | Dec 6, 2018 | MIAMISBURG, OH | Firm change |