D•••• F••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0274d647-7fb1-584f-535a-a434f186bb61

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 19, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 9, 2024	n/a	yes	Boca Raton, FL\|STUART, FL\|DELRAY BEACH, FL	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Sep 8, 2023	Aug 22, 2024	no	Fort Mill, SC\|Ft. Lauderdale, FL\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 22, 2024	Sep 9, 2024	18	Firm change	Ibd to wirehouse
M••••• S••••••	C•••••••• G••••• M•••••• I•••	Jul 12, 2023	Sep 8, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7059:FL:2023-07-12	Jul 12, 2023	Sep 8, 2023	BOCA RATON, FL	Firm change
7691:149777:FL:2022-03-16	Apr 4, 2022	May 18, 2022	BOCA RATON, FL	Firm change
5685:7691:NJ:2016-01-05	Jan 5, 2016	Sep 21, 2017	NEWARK, NJ	Firm change after gap

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 21, 2017 to Apr 4, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 8, 2023 to Aug 22, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 18, 2022 to Jul 12, 2023factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Aug 22, 2024
Advisor changed firm
D•••• F•••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-09-09)
Form ADVobserved 7 days ago
Occurred
Jul 12, 2023
Advisor changed firm
D•••• F•••• left M••••• S•••••• for C•••••••• G••••• M•••••• I••• (registered 2023-09-08)
Form ADVobserved 7 days ago
Occurred
Apr 4, 2022
Advisor changed firm
D•••• F•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0274d647-7fb1-584f-535a-a434f186bb61
First observed: Feb 3, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.