DFX Intelligence

P••••••• L••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

P••••••• L••• L•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

St Petersburg, FL | Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02844704-0463-8309-72c0-2a24a822fb25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 29, 2021	n/a	yes	Tampa, FL\|St Petersburg, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 3, 2014	Oct 29, 2021	no	CLEARWATER, FL\|SARASOTA, FL\|ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 29, 2021	Oct 29, 2021	0	Firm change	Wirehouse to ibd
I••••••••• C•••••• O• A••••••• I•••	W•••• F•••• A•••••••	Mar 19, 2014	Apr 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149018:FL:2021-10-22	Oct 29, 2021	Oct 29, 2021	ST PETERSBURG, FL	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 3, 2014 to Oct 29, 2021factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2010 to Mar 19, 2014factForm ADV
→ R•••• • A•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02844704-0463-8309-72c0-2a24a822fb25
First observed: Dec 5, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.