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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROGAN & ASSOCIATES

ROGAN & ASSOCIATES, INC., CRD 42762

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d03f4caf-b4a2-075d-3afd-6e0a756e3976

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: Mar 26, 2012 to May 15, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=8.0
Regulatory AUM: $710MItem 5.F on the latest filing (2026-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $710M
Private client RAUM: $709MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $88.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,483
Individual clients: 1,191
High net worth clients: 290
SEC number: 801-69994
CIK: 1034263
CRD: 42762
Filings on the tape: 31
First filed: Mar 26, 2012
Latest filed: May 15, 2026
Organised: Corporation, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL GERARD ROGAN	n/a	SAFETY HARBOR, FL	29	29	n/a	yes
JASON DEAN WHITE	Certified Financial Planner	SAFETY HARBOR, FL	23	29	1	yes
HARRISON CLARK MOORE	n/a	SAFETY HARBOR, FL	4	11	2	yes
DANIEL JAMES HUEHN	n/a	SAFETY HARBOR, FL	4	11	n/a	yes
Blake Watson Kennedy	n/a	SAFETY HARBOR, FL	4	10	n/a	yes
EDWIN ROBINSON FOSS	n/a	SAFETY HARBOR, FL	4	22	n/a	no
JOSEPH SALVATORE MINUTOLO	n/a	SAFETY HARBOR, FL	4	24	n/a	yes
ADAM MICHAEL LUCKE	n/a	SAFETY HARBOR, FL	1	14	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOSS, EDWIN ROBINSON	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL	Na	yes	07/2004	Mar 26, 2012	Mar 28, 2024
ROGAN, MICHAEL GERARD	PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	E	yes	01/1997	Mar 26, 2012	Mar 28, 2024
CARTER, ANA R	Finop	Na	no	03/2019	May 24, 2019	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAKEWOOD RANCH	FL	United States	1	yes
Tampa	FL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$710M	$710M	14	9	2	n/a	n/a
2024	Mar 27, 2025	$662M	$662M	16	10	2	n/a	n/a
2023	Mar 28, 2024	$586M	$563M	16	10	2	n/a	n/a
2022	Mar 24, 2023	$286M	$256M	16	10	2	n/a	n/a
2021	Mar 28, 2022	$514M	$236M	14	8	2	n/a	n/a
2020	Mar 31, 2021	$241M	$218M	12	5	2	n/a	n/a
2019	Mar 13, 2020	$292M	$126M	13	5	2	n/a	n/a
2018	Mar 26, 2019	$319M	$153M	13	5	2	n/a	n/a
2017	Mar 30, 2018	$350M	$150M	15	5	2	n/a	n/a
2016	Mar 31, 2017	$250M	$49.5M	12	5	n/a	n/a	n/a
2015	Mar 30, 2016	$234M	$49.2M	11	4	n/a	n/a	n/a
2014	Mar 31, 2015	$261M	$51.5M	13	5	n/a	n/a	n/a
2013	Feb 26, 2014	$265M	$37.2M	12	5	n/a	n/a	n/a
2012	Mar 27, 2013	$236M	$37.3M	14	5	n/a	n/a	n/a
2011	Mar 26, 2012	$197M	$42.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$710M	$662M	7.1%	$286M	35.4%	14	16	2	2

Relationships

Registered with (14)

← ADAM MICHAEL LUCKEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← JOSEPH SALVATORE MINUTOLOAdvisorregistration: current employment
Sep 7, 2022 to presentfactForm ADV
← EDWIN ROBINSON FOSSAdvisorregistration: current employment
Aug 29, 2022 to presentfactForm ADV
← Blake Watson KennedyAdvisorregistration: current employment
Aug 26, 2022 to presentfactForm ADV
← DANIEL JAMES HUEHNAdvisorregistration: current employment
Jun 9, 2022 to presentfactForm ADV
← HARRISON CLARK MOOREAdvisorregistration: current employment
Apr 11, 2022 to presentfactForm ADV
← JASON DEAN WHITEAdvisorregistration: current employment
Aug 15, 2003 to presentfactForm ADV
← MICHAEL GERARD ROGANAdvisorregistration: current employment
Jul 22, 1997 to presentfactForm ADV
← ERIN D EMNETTAdvisorregistration: previous registration
Jan 23, 2017 to Jun 19, 2026factForm ADV
← SHAWN ROBERT WHITEAdvisorregistration: previous registration
Aug 12, 2022 to Jan 15, 2025factForm ADV
← DAVID RICHARD FINKAdvisorregistration: previous registration
Jun 17, 2008 to Aug 3, 2015factForm ADV
← ALISON ELIZABETH PAINTERAdvisorregistration: previous registration
Oct 2, 1997 to Jan 7, 2014factForm ADV
← Patricia Lynn Lewis-PicardAdvisorregistration: previous registration
May 31, 2007 to Dec 31, 2008factForm ADV
← KHANH TRAN LOWERYAdvisorregistration: previous registration
Oct 2, 1997 to Aug 4, 2003factForm ADV

Controls (2)

← FOSS, EDWIN ROBINSONOwnerCHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL, ownership code NA, individual
Mar 26, 2012 to Mar 28, 2024factForm ADV
← ROGAN, MICHAEL GERARDOwnerPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER, ownership code E, individual
Mar 26, 2012 to Mar 28, 2024factForm ADV

Owns (1)

← CARTER, ANA ROwnerFINOP, ownership code NA, individual
May 24, 2019 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jun 19, 2026
Advisor changed firm
Erin D Emnett left Rogan & Associates for Eversource Wealth Advisors, Llc (registered 2026-06-23)
Form ADVobserved 5 days ago
Occurred
Jan 15, 2025
Advisor changed firm
Shawn Robert White left Rogan & Associates for Eversource Wealth Advisors, Llc (registered 2025-02-12)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Rogan & Associates reported RAUM $586.2M, up 105% from $286.0M (2023-11-09 to 2024-03-28)
Form ADVobserved 5 days ago
$300M
Occurred
Mar 24, 2023
Regulatory AUM changed
Rogan & Associates reported RAUM $286.0M, down 44% from $513.8M (2022-06-14 to 2023-03-24)
Form ADVobserved 5 days ago
$-228M
Occurred
Mar 28, 2022
Regulatory AUM changed
Rogan & Associates reported RAUM $513.8M, up 113% from $240.7M (2022-02-28 to 2022-03-28)
Form ADVobserved 5 days ago
$273M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d03f4caf-b4a2-075d-3afd-6e0a756e3976
First observed: Mar 26, 2012
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROGAN & ASSOCIATES

ROGAN & ASSOCIATES, INC., CRD 42762

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d03f4caf-b4a2-075d-3afd-6e0a756e3976

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL GERARD ROGAN

n/a

SAFETY HARBOR, FL

n/a

yes

JASON DEAN WHITE

Certified Financial Planner

SAFETY HARBOR, FL

yes

HARRISON CLARK MOORE

n/a

SAFETY HARBOR, FL

yes

DANIEL JAMES HUEHN

n/a

SAFETY HARBOR, FL

n/a

yes

Blake Watson Kennedy

n/a

SAFETY HARBOR, FL

n/a

yes

EDWIN ROBINSON FOSS

n/a

SAFETY HARBOR, FL

n/a

JOSEPH SALVATORE MINUTOLO

n/a

SAFETY HARBOR, FL

n/a

yes

ADAM MICHAEL LUCKE

n/a

SAFETY HARBOR, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOSS, EDWIN ROBINSON

CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL

yes

07/2004

Mar 26, 2012

Mar 28, 2024

ROGAN, MICHAEL GERARD

PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER

yes

01/1997

Mar 26, 2012

Mar 28, 2024

CARTER, ANA R

Finop

03/2019

May 24, 2019

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

LAKEWOOD RANCH

United States

yes

Tampa

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$710M

n/a

2024

Mar 27, 2025

$662M

n/a

2023

Mar 28, 2024

$586M

$563M

n/a

2022

Mar 24, 2023

$286M

$256M

n/a

2021

Mar 28, 2022

$514M

$236M

n/a

2020

Mar 31, 2021

$241M

$218M

n/a

2019

Mar 13, 2020

$292M

$126M

n/a

2018

Mar 26, 2019

$319M

$153M

n/a

2017

Mar 30, 2018

$350M

$150M

n/a

2016

Mar 31, 2017

$250M

$49.5M

n/a

2015

Mar 30, 2016

$234M

$49.2M

n/a

2014

Mar 31, 2015

$261M

$51.5M

n/a

2013

Feb 26, 2014

$265M

$37.2M

n/a

2012

Mar 27, 2013

$236M

$37.3M

n/a

2011

Mar 26, 2012

$197M

$42.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$710M

$662M

7.1%

$286M

35.4%