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Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
Carefree, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Jan 23, 2023 | n/a | yes | Carefree, AZ | Current employment |
| I••••••••• A••••• I••••••••• M••••••••• L•• | Bd affiliated wealth | Jan 10, 2018 | Jan 26, 2023 | no | SAN RAMON, CA|ORLANDO, FL|CAREFREE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• A••••• I••••••••• M••••••••• L•• | I••••••••• F•••••••• G••••• L•• | Jan 26, 2023 | Jan 23, 2023 | -3 | Firm change | Ibd to ibd |
| S•• I••••••••• I••• | I••••••••• A••••• I••••••••• M••••••••• L•• | Dec 7, 2017 | Jan 10, 2018 |
| S•• I••••••••• I••• | Former SEC adviser | Sep 3, 2008 | Dec 7, 2017 | no | SAN DIEGO, CA|SAN RAMON, CA | Previous registration |
| T•• R••••••••• G•••• | n/a | Nov 1, 2006 | Dec 31, 2008 | no | SAN DIEGO, CA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jun 29, 2004 | Sep 15, 2006 | no | SAN DIEGO, CA | Previous registration |
| 34 |
| Firm change |
| Other |
| T•• R••••••••• G•••• | S•• I••••••••• I••• | Dec 31, 2008 | Sep 3, 2008 | -119 | Firm change after gap | Other |
| F•• S••••••••• C••••••••• | T•• R••••••••• G•••• | Sep 15, 2006 | Nov 1, 2006 | 47 | Firm change | Other |