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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

FIXED INCOME DISCOUNT ADVISORY COMPANY

CRD 108900

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:029404d3-9bcf-afa1-9c28-477827902a8b

Data as of May 15, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to May 15, 2015
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $17BItem 5.F on the latest filing (2015-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 12
Accounts: 1
Custody, client assets: $17B
SEC number: 801-46034
CRD: 108900
Filings on the tape: 13
First filed: Mar 30, 2012
Latest filed: May 15, 2015
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CITATION HIGH GRADE ABS CDO I, LTD	Securitized Asset Fund	$432M	Feb 4, 2013	8	Mar 30, 2012	dropped	n/a
CHARLESFORT CAPITAL MANAGEMENT LLC	Other Private Fund	$64.9M	Mar 28, 2013	1	Mar 28, 2013	dropped	n/a
MCKINLEY FUNDING III, LTD.	Securitized Asset Fund	$53.1M	Aug 19, 2013	7	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANNALY CAPITAL MANAGEMENT, INC.	Owner	E	yes	06/2004	Mar 30, 2012	May 15, 2015
DENAHAN, WELLINGTON, JAMIE	CHAIRMAN & CHIEF EXECUTIVE OFFICER	Na	yes	11/2012	Mar 30, 2012	May 15, 2015
DORSEY, MICHAEL, THOMAS	CHIEF COMPLIANCE OFFICER	Na	yes	07/2013	Jul 25, 2013	May 15, 2015
KEYES, KEVIN, GERARD	President	Na	yes	10/2012	Mar 28, 2013	May 15, 2015
SINGH, RANJIT, NICHOLAS	CHIEF LEGAL OFFICER	Na	yes	02/2005	Mar 30, 2012	May 15, 2015
VOTEK, GLENN, A	CHIEF FINANCIAL OFFICER	Na	yes	08/2013	Aug 19, 2013	May 15, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANNALY MANAGEMENT COMPANY LLC	n/a	Former SEC adviser	$130B	N	yes	n/a
RCAP SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$19B	$19B	30	12	n/a	n/a	n/a
2013	Mar 27, 2014	$7.2B	$7.2B	36	11	n/a	n/a	n/a
2012	Mar 28, 2013	$129B	$12B	42	13	n/a	2	$105M
2011	Mar 30, 2012	$112B	$13B	n/a	n/a	n/a	2	$756M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$17B	$7.2B	140.8%	$112B	-46.3%	31	36	n/a	n/a

Relationships

Affiliated with (2)

→ ANNALY MANAGEMENT COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← MERGANSER CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← DENAHAN, WELLINGTON, JAMIEOwnerCHAIRMAN & CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KEYES, KEVIN, GERARDOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← DORSEY, MICHAEL, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 25, 2013 to presentfactForm ADV
← VOTEK, GLENN, AOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 19, 2013 to presentfactForm ADV
← SINGH, RANJIT, NICHOLASOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ANNALY CAPITAL MANAGEMENT, INC.OwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Advises (3)

→ MCKINLEY FUNDING III, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Aug 19, 2013factForm ADV
→ CHARLESFORT CAPITAL MANAGEMENT LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 28, 2013 to Mar 28, 2013factForm ADV
→ CITATION HIGH GRADE ABS CDO I, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:029404d3-9bcf-afa1-9c28-477827902a8b
First observed: Mar 30, 2012
Last observed: May 15, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIXED INCOME DISCOUNT ADVISORY COMPANY

CRD 108900

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:029404d3-9bcf-afa1-9c28-477827902a8b

Data as of May 15, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CITATION HIGH GRADE ABS CDO I, LTD

Securitized Asset Fund

$432M

Feb 4, 2013

Mar 30, 2012

dropped

n/a

CHARLESFORT CAPITAL MANAGEMENT LLC

Other Private Fund

$64.9M

Mar 28, 2013

dropped

n/a

MCKINLEY FUNDING III, LTD.

Securitized Asset Fund

$53.1M

Aug 19, 2013

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANNALY CAPITAL MANAGEMENT, INC.

Owner

yes

06/2004

Mar 30, 2012

May 15, 2015

DENAHAN, WELLINGTON, JAMIE

CHAIRMAN & CHIEF EXECUTIVE OFFICER

yes

11/2012

Mar 30, 2012

May 15, 2015

DORSEY, MICHAEL, THOMAS

CHIEF COMPLIANCE OFFICER

yes

07/2013

Jul 25, 2013

May 15, 2015

KEYES, KEVIN, GERARD

President

yes

10/2012

Mar 28, 2013

May 15, 2015

SINGH, RANJIT, NICHOLAS

CHIEF LEGAL OFFICER

yes

02/2005

Mar 30, 2012

May 15, 2015

VOTEK, GLENN, A

CHIEF FINANCIAL OFFICER

yes

08/2013

Aug 19, 2013

May 15, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANNALY MANAGEMENT COMPANY LLC

n/a

Former SEC adviser

$130B

yes

n/a

RCAP SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$19B

n/a

2013

Mar 27, 2014

$7.2B

n/a

2012

Mar 28, 2013

$129B

$12B

n/a

$105M

2011

Mar 30, 2012

$112B

$13B

n/a

$756M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$17B

$7.2B

140.8%

$112B

-46.3%

n/a