DFX Intelligence

A••••• M••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM over $100B

A••••• M••••••••• C••••••

A••••• M••••••••• C•••••• LLC, CRD 168122

NEW YORK, NY

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Search this name across graphsid dfx:ria:81c658ec-d7e2-8254-1905-a0f2a57137af

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Jun 12, 2013 to Mar 30, 2020
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130B••• Locked
Discretionary RAUM: $130B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 173
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• H•••••• M••••••••• C•••••• L••	GENERAL PARTNER	F	yes	01/2017	Jan 20, 2017	Mar 30, 2020
A••• L• H•••••• C•••••• L•	Member	E	yes	01/2018	Jan 20, 2017	Mar 30, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• C••••• O••••••••• M••••••••• L••	n/a	Other adviser	$3.7B	Y	yes	n/a
A••••• C••••• O••••••••• G• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$130B	$106B	23.2%	$87B	14.5%	173	159	0	0

Relationships

Affiliated with (2)

→ A••••• C••••• O••••••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← F•••• I••••• D••••••• A••••••• C••••••Registered adviserother investment adviser, common control
factForm ADV

Controls (9)

← F••••••••• D••••• L•••••••OwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 7, 2016 to presentfactForm ADV
← V••••• G••••• A•

Dated events

Occurred
Jan 7, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 13, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 5, 2019
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 5, 2019
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81c658ec-d7e2-8254-1905-a0f2a57137af
First observed: Jun 12, 2013
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.