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M••••••• R••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••••••• R••• F••••••

Advisor at L••• S•••• F••••••••

ARVADA, CO

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Search this name across graphsid dfx:ria:0297731d-4128-85db-2c38-7fe116e6e1b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• S•••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• S•••• F••••••••	State registered	May 27, 2022	n/a	yes	ARVADA, CO	Current employment
W•••••• W••••• M••••••••• L••	Independent wealth	Aug 25, 2020	May 31, 2022	no	Golden, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M••••••••• L••	L••• S•••• F••••••••	May 31, 2022	May 27, 2022	-4	Firm change	RIA to state RIA
P•• W••••• M••••••••• C•••••••••	W•••••• W••••• M••••••••• L••	Mar 4, 2022	Aug 25, 2020

Relationships

Registered with (4)

→ L••• S•••• F••••••••Registered adviserregistration: current employment
May 27, 2022 to presentfactForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2020 to May 31, 2022factForm ADV
→ P•• W••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 26, 2019 to Mar 4, 2022factForm ADV
→ O•••• W•••••• I•••Registered adviser

Dated events

Occurred
May 31, 2022
Advisor changed firm
M••••••• R••• F•••••• left W•••••• W••••• M••••••••• L•• for L••• S•••• F•••••••• (registered 2022-05-27)
Form ADVobserved 7 days ago
Occurred
Mar 4, 2022
Advisor changed firm
M••••••• R••• F•••••• left P•• W••••• M••••••••• C••••••••• for W•••••• W••••• M••••••••• L•• (registered 2020-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0297731d-4128-85db-2c38-7fe116e6e1b4
First observed: Mar 26, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.