DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WESTERN WEALTH MANAGEMENT LLC

CRD 283545

GOLDEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:849290a3-c222-afdd-febd-b39f460e87f8

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 170
Dated events: 30
On other graphs: 0
Observed: Apr 22, 2016 to Jun 9, 2026
71 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=79.0
Regulatory AUM: $5.4BItem 5.F on the latest filing (2026-06-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1B
Private client RAUM: $5.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 113
RAUM per advisor: $47.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 98
Advisory employees: 95
Offices: 40Schedule D 1.F, beyond the principal office
Accounts: 19,273
Individual clients: 7,747
High net worth clients: 3,272
Custody, client assets: $551M
SEC number: 801-107762
CRD: 283545
Filings on the tape: 71
First filed: Apr 22, 2016
Latest filed: Jun 9, 2026
Organised: Limited Liability Company, CO
Website: durableadvisor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 113

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN EDWARD MUMFORD	Certified Financial Planner	CENTENNIAL, CO	10	38	2	yes
BRIDGET ANNE HOMMEY	n/a	Beaver Falls, PA	10	33	4	yes
TEDDY R EZZELL	n/a	FORT COLLINS, CO	10	24	4	yes
GARY ALAN MANGELSDORF	n/a	Lakewood, CO	10	30	2	yes
GARRY RON KIRKLAND	n/a	Greenwood Village, CO	10	39	3	yes
MARK JONATHAN FUHRMAN	Chartered Financial Consultant	CASTLE PINES, CO	10	38	2	yes
MICHAEL JAMES SCHUMAR	n/a	Denver, CO \| Scottsdale, AZ	10	37	3	yes
ALEDA SEDGWICK KRESGE	n/a	Frisco, CO	10	36	2	yes
KENNETH CHRISTOPHER ACAMPORA	n/a	Englewood, CO \| GOLDEN, CO	10	33	3	yes
GREGORY SCOTT JACKSON	n/a	CASTLE ROCK, CO \| Castle Rock, CO	10	34	2	yes
EDWIN S BLANCHARD	n/a	NAPLES, FL \| Naples, FL \| GOLDEN, CO	10	31	4	yes
Kimber Elizabeth DeLoia	n/a	Golden, CO \| GOLDEN, CO \| Denver, CO	10	25	4	yes
DEBORAH SUE FRANK	n/a	GOLDEN, CO \| Fort Myers, FL \| Woodbridge, CT	10	25	5	yes
M. SHANNON DANA	n/a	Greenwood Village, CO	10	26	6	yes
BENITA CREACY	Certified Financial Planner	Greenwood Village, CO \| GREENWOOD VILLAGE, CO	10	23	5	yes
ANDREW DAVID MILLER	n/a	GOLDEN, CO	10	24	4	yes
TRACY RENEE TUTAG	Certified Financial Planner	EDWARDS, CO	10	24	2	yes
SETH JEROME GUNDERSON	n/a	BROOMFIELD, CO	10	23	4	yes
DAVID CHRISTOPHER CONNELLY	n/a	Greenwood Village, CO	10	23	3	yes
MARK STEVEN JOHNSON	Certified Financial Planner	Kailua-Kona, HI \| GOLDEN, CO	10	23	2	yes
JARED ALAN POWELL	n/a	JOHNSTOWN, CO	10	23	2	yes
JAMES TERENCE HASSON	Certified Financial Planner	GREENWOOD VILLAGE, CO \| DENVER, CO	10	22	2	yes
GUILLERMO DAVIS ADAME	Chartered Financial Consultant	SAN DIEGO, CA	10	21	3	yes
MICHAEL L CHEVALIER	n/a	FORT COLLINS, CO	10	20	2	yes
KRISTA L KIRBY	Certified Financial Planner	Frisco, CO \| St Joe, AR	10	18	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESSLINGER, LISA, MARIE	DIRECTOR OF BRANCH DEVELOPMENT/PARTNER	C	yes	09/2022	Jun 9, 2026	Jun 9, 2026
JETT, KARA, LYNN	CHIEF COMPLIANCE OFFICER	B	yes	09/2022	Jun 9, 2026	Jun 9, 2026
RUSSELL, CADEN, LOUISA	ADMINISTRATIVE SPECIALIST & PARTNER	C	yes	09/2022	Jun 9, 2026	Jun 9, 2026
ROTHWELL, BENJAMEN, RODNEY	DIRECTOR OF RIA COMPLIANCE	Na	no	01/2023	Jun 9, 2026	Jun 9, 2026
GAFFNEY, JULIE	DIRECTOR OF ACCOUNTING & REGISTRATIONS	Na	no	03/2016	Apr 22, 2016	Oct 2, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 41

City	State	Country	Employees	Also broker-dealer
Golden	Co	United States	9	yes
Boulder	Co	United States	6	yes
GREENWOOD VILLAGE	Co	United States	6	yes
GREENWOOD VILLAGE	Co	United States	4	yes
Boulder	Co	United States	3	yes
Broomfield	Co	United States	3	yes
Johnstown	Co	United States	3	yes
FORT WORTH	TX	United States	3	yes
Edwards	Co	United States	2	yes
GLEN ROSE	TX	United States	2	yes
n/a	n/a	n/a	2	yes
Lakeview	Az	United States	1	yes
Scottsdale	Az	United States	1	yes
Roseville	CA	United States	1	yes
Arvada	Co	United States	1	no
Broomfield	Co	United States	1	yes
Broomfield	Co	United States	1	yes
Broomfield	Co	United States	1	no
CASTLE PINES	Co	United States	1	yes
Denver	Co	United States	1	yes
Denver	Co	United States	1	yes
Denver	Co	United States	1	yes
Durango	Co	United States	1	yes
Durango	Co	United States	1	yes
Durango	Co	United States	1	yes
Elizabeth	Co	United States	1	yes
Englewood	Co	United States	1	yes
FORT COLLINS	Co	United States	1	yes
FORT COLLINS	Co	United States	1	yes
Golden	Co	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$5.4B	$5.1B	98	95	40	n/a	n/a
2024	Apr 15, 2025	$3.9B	$3.8B	91	88	40	n/a	n/a
2023	Mar 27, 2024	$3.3B	$3.2B	112	88	40	n/a	n/a
2022	Mar 23, 2023	$2.6B	$2.5B	153	84	40	n/a	n/a
2021	Mar 28, 2022	$2.6B	$2.5B	82	82	40	n/a	n/a
2020	Mar 29, 2021	$1.9B	$1.7B	73	73	40	n/a	n/a
2019	Mar 12, 2020	$1.5B	$1.4B	81	81	40	n/a	n/a
2018	Mar 11, 2019	$1.1B	$982M	73	73	40	n/a	n/a
2017	Mar 29, 2018	$1.2B	$1.1B	72	72	44	n/a	n/a
2016	Feb 22, 2017	$853M	$736M	113	76	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
16	7	9	6.2%	1	1	0	28	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$3.9B	35.8%	$2.6B	27.5%	98	91	40	40

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WHITE HAWK WEALTH MANAGEMENT	2	Jun 22, 2026	May 14, 2026	BROOMFIELD, CO	Team lift out	RIA to new firm	1.8%
INDEPENDENT FINANCIAL PARTNERS	2	Nov 27, 2017	Dec 1, 2017	BOULDER, CO	Team lift out	Other	3.2%
MONARCH ADVISORY GROUP	2	Jul 19, 2017	Aug 24, 2017	FRANKLIN, TN	Team lift out	Other	3.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	May 29, 2026	May 15, 2026	GOLDEN, CO	Team lift out	Ibd to RIA	0.0%
GPS WEALTH STRATEGIES GROUP, LLC	7	Nov 19, 2025	Dec 1, 2025	CENTENNIAL, CO	Team lift out	RIA to RIA	35.0%
NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION	4	Jul 2, 2019	Jan 1, 2026	HIGHLANDS RANCH, CO	Team lift out	Ibd to RIA	28.6%
WWK WEALTH ADVISORS	3	Mar 21, 2019	Jan 29, 2019	FORT WORTH, TX	Team lift out	RIA to RIA	37.5%
WELLS FARGO ADVISORS	2	Sep 16, 2016	Sep 14, 2016	FORT WORTH, TX	Team lift out	Other	0.0%
GALLACHER CAPITAL MANAGEMENT, LLC	3	Jul 5, 2016	Jun 29, 2016	LONE TREE, CO	Team lift out	Other	17.6%

Relationships

showing 80 of 170

Registered with (80)

← Bailey HemmingAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Shane Shirley BartholomewAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Phoenix FrankAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← JOHN Thomas GILPINAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← CHRISTOPHER PAUL BRUHLAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← ADAM WATSON HALLAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← LYNN MARIE GILLAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV
← Colin James GreenAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← STEVEN MICHAEL EHNSTROMAdvisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV
← RONALD VINCENT VERMILLIONAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← LYNN PROBSTAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← BENJAMIN JOSEPH JENNINGSAdvisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← Jesse Lee RamerAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← Ashley N WhippleAdvisorregistration: current employment
Dec 2, 2025 to presentfactForm ADV
← Katherine PrestonAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← LEVI KEVIN KNUTSONAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← ANNA ELIZABETH GRAFFAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← M KATHARINE COLLINSAdvisorregistration: current employment
Nov 26, 2025 to presentfactForm ADV
← JEFFREY ALLAN HUTCHESONAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Charles Edwin HellumsAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Daniella FriendAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← William Dietz MakoAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← FORBES MICHAEL ROBINSONAdvisorregistration: current employment
Sep 12, 2025 to presentfactForm ADV
← Deana Christine LehmanAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Ali BarghelameAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← MARK S DURANTAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← MELISSA ANN BUSSOAdvisorregistration: current employment
May 9, 2025 to presentfactForm ADV
← Samuel I WinterAdvisorregistration: current employment
Apr 23, 2025 to presentfactForm ADV
← DAVID ANDREW HENDERSONAdvisorregistration: current employment
Feb 14, 2025 to presentfactForm ADV
← Timothy Neil CrissAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
and 50 more

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
Grace Jennifer Zupsic left Western Wealth Management Llc for &Partners (registered 2026-07-20)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2026
Team lift-out
2 advisors left Western Wealth Management LLC (Broomfield, CO) for White Hawk Wealth Management on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 22, 2026
Advisor changed firm
Jonathan David White left Western Wealth Management Llc for White Hawk Wealth Management (registered 2026-05-14)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2026
Advisor changed firm
Cameron Robert Dye left Western Wealth Management Llc for White Hawk Wealth Management (registered 2026-05-13)
Form ADVobserved 6 days ago
Occurred
May 29, 2026
Team lift-out
2 advisors left LPL Financial LLC (Lakewood, CO) for Western Wealth Management LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 20, 2026
Advisor changed firm
Kirk Cameron Jones left Western Wealth Management Llc for Lpl Financial Llc (registered 2026-07-15)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2026
Advisor changed firm
Martin Tory Streetman left Western Wealth Management Llc for Lpl Financial Llc (registered 2024-10-22)
Form ADVobserved 6 days ago
Occurred
Mar 24, 2026
Regulatory AUM changed
Western Wealth Management Llc reported RAUM $5.4B, up 36% from $3.9B (2025-10-29 to 2026-03-24)
Form ADVobserved 6 days ago
$1.4B
Occurred
Feb 4, 2026
Advisor changed firm
Mahone Taylor Tarrall left Western Wealth Management Llc for Varra Financial (registered 2026-02-23)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2025
Advisor changed firm
Jackson M Catanzaro left Western Wealth Management Llc for Stratos Wealth Partners, Ltd (registered 2025-12-09)
Form ADVobserved 6 days ago
Occurred
Nov 19, 2025
Team lift-out
7 advisors left Gps Wealth Strategies Group, LLC (Centennial, CO) for Western Wealth Management LLC within 19 days
Form ADVobserved 6 days ago
7 advisors
Occurred
Jul 11, 2025
Advisor changed firm
Robert Lee Holland left Western Wealth Management Llc for The Ameriflex Group (registered 2024-11-13)
Form ADVobserved 6 days ago
Occurred
May 6, 2025
Advisor changed firm
Keith J Kozubal left Western Wealth Management Llc for Edward Jones (registered 2025-04-28)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Max Potosme left Western Wealth Management Llc for Lpl Financial Llc (registered 2024-01-11)
Form ADVobserved 6 days ago
Occurred
Sep 9, 2024
Advisor changed firm
Raymond Scott Vanderwal left Western Wealth Management Llc for Gps Wealth Strategies Group, Llc (registered 2024-09-09)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Western Wealth Management Llc reported RAUM $3.3B, up 26% from $2.6B (2023-11-07 to 2024-03-27)
Form ADVobserved 6 days ago
$664M
Occurred
Feb 26, 2024
Advisor changed firm
John Joseph Anderson left Western Wealth Management Llc for Edward Jones (registered 2024-05-28)
Form ADVobserved 6 days ago
Occurred
Feb 19, 2024
Advisor changed firm
Alexandra M Wardell left Western Wealth Management Llc for Lpl Financial Llc (registered 2023-02-22)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Advisor changed firm
Lauren Smith left Western Wealth Management Llc for Fidelity Personal And Workplace Advisors (registered 2024-02-15)
Form ADVobserved 6 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Anthony Cheang left Western Wealth Management Llc for Buck Wealth Strategies, Llc (registered 2023-03-27)
Form ADVobserved 6 days ago
Occurred
Nov 23, 2022
Advisor changed firm
Edward Scott Smith left Western Wealth Management Llc for Private Advisor Group, Llc (registered 2022-11-23)
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Control person joined
Lynn Kara Jett (Chief Compliance Officer) appeared on Schedule A of Western Wealth Management Llc
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Control person joined
Marie Lisa Esslinger (Director Of Branch Development/Partner) appeared on Schedule A of Western Wealth Management Llc
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Control person joined
Louisa Caden Russell (Administrative Specialist & Partner) appeared on Schedule A of Western Wealth Management Llc
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Control person left
Emmanuel Gerhardt Buenning (Chief Compliance Officer) no longer on Schedule A of Western Wealth Management Llc (listed 2022-03-28, absent 2022-10-05)
Form ADVobserved 6 days ago
Occurred
May 31, 2022
Advisor changed firm
Michelle Rene Francis left Western Wealth Management Llc for Life Story Financial (registered 2022-05-27)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Western Wealth Management Llc reported RAUM $2.6B, up 42% from $1.9B (2021-11-24 to 2022-03-28)
Form ADVobserved 6 days ago
$777M
Occurred
Mar 12, 2020
Regulatory AUM changed
Western Wealth Management Llc reported RAUM $1.5B, up 33% from $1.1B (2019-12-09 to 2020-03-12)
Form ADVobserved 6 days ago
$372M
Occurred
Apr 22, 2016
Succession filed (Item 4)
Western Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2016
First Form ADV filing
Western Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:849290a3-c222-afdd-febd-b39f460e87f8
First observed: Apr 22, 2016
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTERN WEALTH MANAGEMENT LLC

CRD 283545

GOLDEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:849290a3-c222-afdd-febd-b39f460e87f8

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN EDWARD MUMFORD

Certified Financial Planner

CENTENNIAL, CO

yes

BRIDGET ANNE HOMMEY

n/a

Beaver Falls, PA

yes

TEDDY R EZZELL

n/a

FORT COLLINS, CO

yes

GARY ALAN MANGELSDORF

n/a

Lakewood, CO

yes

GARRY RON KIRKLAND

n/a

Greenwood Village, CO

yes

MARK JONATHAN FUHRMAN

Chartered Financial Consultant

CASTLE PINES, CO

yes

MICHAEL JAMES SCHUMAR

n/a

Denver, CO | Scottsdale, AZ

yes

ALEDA SEDGWICK KRESGE

n/a

Frisco, CO

yes

KENNETH CHRISTOPHER ACAMPORA

n/a

Englewood, CO | GOLDEN, CO

yes

GREGORY SCOTT JACKSON

n/a

CASTLE ROCK, CO | Castle Rock, CO

yes

EDWIN S BLANCHARD

n/a

NAPLES, FL | Naples, FL | GOLDEN, CO

yes

Kimber Elizabeth DeLoia

n/a

Golden, CO | GOLDEN, CO | Denver, CO

yes

DEBORAH SUE FRANK

n/a

GOLDEN, CO | Fort Myers, FL | Woodbridge, CT

yes

M. SHANNON DANA

n/a

Greenwood Village, CO

yes

BENITA CREACY

Certified Financial Planner

Greenwood Village, CO | GREENWOOD VILLAGE, CO

yes

ANDREW DAVID MILLER

n/a

GOLDEN, CO

yes

TRACY RENEE TUTAG

Certified Financial Planner

EDWARDS, CO

yes

SETH JEROME GUNDERSON

n/a

BROOMFIELD, CO

yes

DAVID CHRISTOPHER CONNELLY

n/a

Greenwood Village, CO

yes

MARK STEVEN JOHNSON

Certified Financial Planner

Kailua-Kona, HI | GOLDEN, CO

yes

JARED ALAN POWELL

n/a

JOHNSTOWN, CO

yes

JAMES TERENCE HASSON

Certified Financial Planner

GREENWOOD VILLAGE, CO | DENVER, CO

yes

GUILLERMO DAVIS ADAME

Chartered Financial Consultant

SAN DIEGO, CA

yes

MICHAEL L CHEVALIER

n/a

FORT COLLINS, CO

yes

KRISTA L KIRBY

Certified Financial Planner

Frisco, CO | St Joe, AR

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESSLINGER, LISA, MARIE

DIRECTOR OF BRANCH DEVELOPMENT/PARTNER

yes

09/2022

Jun 9, 2026

JETT, KARA, LYNN

CHIEF COMPLIANCE OFFICER

yes

09/2022

Jun 9, 2026

RUSSELL, CADEN, LOUISA

ADMINISTRATIVE SPECIALIST & PARTNER

yes

09/2022

Jun 9, 2026

ROTHWELL, BENJAMEN, RODNEY

DIRECTOR OF RIA COMPLIANCE

01/2023

Jun 9, 2026

GAFFNEY, JULIE

DIRECTOR OF ACCOUNTING & REGISTRATIONS

03/2016

Apr 22, 2016

Oct 2, 2024

City

State

Country

Employees

Also broker-dealer

Golden

United States

yes

Boulder

United States

yes

GREENWOOD VILLAGE

United States

yes

GREENWOOD VILLAGE

United States

yes

Boulder

United States

yes

Broomfield

United States

yes

Johnstown

United States

yes

FORT WORTH

United States

yes

Edwards

United States

yes

GLEN ROSE

United States

yes

n/a

yes

Lakeview

United States

yes

Scottsdale

United States

yes

Roseville

United States

yes

Arvada

United States

Broomfield

United States

yes

Broomfield

United States

yes

Broomfield

United States

CASTLE PINES

United States

yes

Denver

United States

yes

Denver

United States

yes

Denver

United States

yes

Durango

United States

yes

Durango

United States

yes

Durango

United States

yes

Elizabeth

United States

yes

Englewood

United States

yes

FORT COLLINS

United States

yes

FORT COLLINS

United States

yes

Golden

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$5.4B

$5.1B

n/a

2024

Apr 15, 2025

$3.9B

$3.8B

n/a

2023

Mar 27, 2024

$3.3B

$3.2B

112

n/a

2022

Mar 23, 2023

$2.6B

$2.5B

153

n/a

2021

Mar 28, 2022

$2.6B

$2.5B

n/a

2020

Mar 29, 2021

$1.9B

$1.7B

n/a

2019

Mar 12, 2020

$1.5B

$1.4B

n/a

2018

Mar 11, 2019

$1.1B

$982M

n/a

2017

Mar 29, 2018

$1.2B

$1.1B

n/a

2016

Feb 22, 2017

$853M

$736M

113

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.4B

$3.9B

35.8%

$2.6B

27.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WHITE HAWK WEALTH MANAGEMENT

Jun 22, 2026

May 14, 2026

BROOMFIELD, CO

Team lift out

RIA to new firm

1.8%

INDEPENDENT FINANCIAL PARTNERS

Nov 27, 2017

Dec 1, 2017

BOULDER, CO

Team lift out

Other

3.2%

MONARCH ADVISORY GROUP

Jul 19, 2017

Aug 24, 2017

FRANKLIN, TN

Team lift out

Other

3.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

May 29, 2026

May 15, 2026

GOLDEN, CO

Team lift out

Ibd to RIA

0.0%

GPS WEALTH STRATEGIES GROUP, LLC

Nov 19, 2025

Dec 1, 2025

CENTENNIAL, CO

Team lift out

RIA to RIA

35.0%

NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION

Jul 2, 2019

Jan 1, 2026

HIGHLANDS RANCH, CO

Team lift out

Ibd to RIA

28.6%

WWK WEALTH ADVISORS

Mar 21, 2019

Jan 29, 2019

FORT WORTH, TX

Team lift out

RIA to RIA

37.5%

WELLS FARGO ADVISORS

Sep 16, 2016

Sep 14, 2016

FORT WORTH, TX

Team lift out

Other

0.0%

GALLACHER CAPITAL MANAGEMENT, LLC

Jul 5, 2016

Jun 29, 2016

LONE TREE, CO

Team lift out

Other

17.6%