This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$654,553Item 5.F on the latest filing (2026-08-03); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$654,553

Private client RAUM

$654,553derivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$654,553derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

140

Individual clients

140

High net worth clients

0

SEC number

801-128888

CRD

326596

Filings on the tape

17

First filed

Sep 13, 2023

Latest filed

Aug 3, 2026

Organised

Limited Liability Company, DE

Website

nine30.com

• Occurred

  Sep 13, 2023
  First Form ADV filing

  Nine30 Advisors Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:02985e4e-3524-62f3-7f7f-18b85eeadd8f

First observed

Sep 13, 2023

Last observed

Aug 3, 2026 48 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.