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L••• L• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

L••• L• S••••

Advisor at N••••• A••••••• L••

Johns Creek, GA

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Search this name across graphsid dfx:ria:cfb93651-b3d5-8cc6-01db-dc0ee2e1550f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A••••••• L••	Independent wealth	Sep 16, 2025	n/a	yes	Johns Creek, GA	Current employment
B•••• W•••••• L••	Former SEC adviser	Apr 25, 2022	Apr 12, 2024	no	ATLANTA, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	N••••• A••••••• L••	Apr 12, 2024	Sep 16, 2025	522	Firm change after gap	RIA to RIA
K•••• M•••••••••	B•••• W•••••• L••	Mar 3, 2022

Relationships

Registered with (6)

→ N••••• A••••••• L••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Apr 25, 2022 to Apr 12, 2024factForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Jan 22, 2015 to Mar 3, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
L••• L• S•••• left B•••• W•••••• L•• for N••••• A••••••• L•• (registered 2025-09-16)
Form ADVobserved 7 days ago
Occurred
Mar 3, 2022
Advisor changed firm
L••• L• S•••• left K•••• M••••••••• for B•••• W•••••• L•• (registered 2022-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfb93651-b3d5-8cc6-01db-dc0ee2e1550f
First observed: Feb 9, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.