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Advisor at PRUDENCE ADVISORY SERVICES
ROUND ROCK, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRUDENCE ADVISORY SERVICES | State registered | Apr 30, 2018 | n/a | yes | ROUND ROCK, TX | Current employment |
| D.H. HILL ADVISORS, INC. | Independent wealth | Sep 29, 2008 | May 2, 2018 | no | GEORGETOWN, TX|KINGWOOD, TX|Georgetown, TX | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Dec 17, 2007 | Sep 25, 2008 | no | GREENWOOD VILLAGE, CO|THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D.H. HILL ADVISORS, INC. | PRUDENCE ADVISORY SERVICES | May 2, 2018 | Apr 30, 2018 | -2 | Firm change | RIA to state RIA |
| CETERA ADVISORS LLC | D.H. HILL ADVISORS, INC. | Sep 25, 2008 | Sep 29, 2008 | 4 | Firm change | Other |