RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• T••• H••••••
- P••••••• A••••••• S••••••• state registered currentsince Apr 30, 2018 · Round Rock, Tx
- D••• H••• A•••••••• I••• independent RIASep 29, 2008 to May 2, 2018 · Georgetown, Tx
- C••••• A••••••• L•• formerDec 17, 2007 to Sep 25, 2008 · Greenwood Village, Co
- D••• H••• A•••••••• I••• to P••••••• A••••••• S•••••••left May 2, 2018, registered Apr 30, 2018 (-2 days) · RIA to a state-registered adviser
- C••••• A••••••• L•• to D••• H••• A•••••••• I•••left Sep 25, 2008, registered Sep 29, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address