DFX Intelligence

J•••• A•• Z•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J•••• A•• Z•••••••

Advisor at G•••• L••

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• L••	State registered	Mar 1, 2011	n/a	yes	CHICAGO, IL	Current employment
K••••• I••••••••• G••••• L••	Former SEC adviser	Feb 12, 2010	Jan 21, 2011	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• I••••••••• G••••• L••	G•••• L••	Jan 21, 2011	Mar 1, 2011	39	Firm change	Other
M•• W••••• M••••••••• L••	K••••• I••••••••• G••••• L••	Feb 12, 2010	Feb 12, 2010

Relationships

Registered with (5)

→ G•••• L••Registered adviserregistration: current employment
Mar 1, 2011 to presentfactForm ADV
→ K••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Feb 12, 2010 to Jan 21, 2011factForm ADV
→ M•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2009 to Feb 12, 2010factForm ADV
→ I••••••••• W••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 11, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.