Data Factory

Venture manager · shared crd

Independent Sponsorsidentity

Intermediary · shared crd

Private Equityidentity

Private equity manager · shared crd

Private Creditidentity

CREDIT SUISSE SECURITIES (USA) LLC

Private credit manager · shared crd

Real Estate Fundsidentity

MILLENNIUM INTERNATIONAL HEDGEFOCUS FUND LTD.

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $805MItem 5.F on the latest filing (2025-01-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $805M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 39
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 20
Individual clients: 0
High net worth clients: 0
Private funds: 20Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-56264
CRD: 816
Filings on the tape: 145
First filed: Mar 30, 2012
Latest filed: Jan 14, 2025
Organised: Limited Liability Company, DE
Website: credit-suisse.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 63

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DEP CAN, L.P.	Private Equity Fund	$2.8B	Oct 10, 2024	5	Mar 31, 2022	reported	n/a
MILLENNIUM INTERNATIONAL HEDGEFOCUS FUND LTD.	Hedge Fund	$315M	Mar 29, 2016	277	Mar 31, 2014	dropped	021-198373
MILLENNIUM USA HEDGEFOCUS FUND LP	Hedge Fund	$244M	Mar 29, 2016	465	Mar 31, 2014	dropped	021-198374
BLACKGOLD OPPORTUNITY HEDGEFOCUS FUND LP	Hedge Fund	$182M	Mar 29, 2016	395	Mar 31, 2014	dropped	021-196219
YORK CREDIT OPPORTUNITIES HEDGEFOCUS FUND LTD	Hedge Fund	$143M	Mar 29, 2016	41	Mar 31, 2014	dropped	021-198380
DEP MH, L.P.	Private Equity Fund	$102M	Oct 10, 2024	5	Mar 31, 2022	reported	n/a
DEP RL, L.P.	Private Equity Fund	$95.2M	Oct 10, 2024	6	Mar 30, 2020	reported	n/a
MKP OPPORTUNITY HEDGEFOCUS FUND LP	Hedge Fund	$88.8M	Mar 29, 2016	106	Mar 31, 2014	dropped	021-193702
DEP IM, L.P.	Private Equity Fund	$82.3M	Oct 10, 2024	7	Mar 30, 2021	reported	n/a
DEP RJ, L.P.	Private Equity Fund	$63.9M	Oct 10, 2024	6	Mar 30, 2021	reported	n/a
DEP AU, L.P.	Private Equity Fund	$63.6M	Oct 10, 2024	4	Mar 30, 2020	reported	n/a
YORK CREDIT OPPORTUNITIES HEDGEFOCUS FUND LP	Hedge Fund	$63.2M	Mar 29, 2016	122	Mar 31, 2014	dropped	021-198377
OZDPII HEDGEFOCUS FUND LP	Hedge Fund	$62.1M	Mar 29, 2016	117	Mar 28, 2013	dropped	021-193704
DOONBEG HEDGEFOCUS FUND LP	Hedge Fund	$57.3M	Mar 29, 2016	128	Mar 31, 2014	dropped	021-198383
BLACKGOLD OPPORTUNITY HEDGEFOCUS FUND LTD.	Hedge Fund	$52.7M	Mar 29, 2016	153	Mar 31, 2014	dropped	021-200218
DEP UI, L.P.	Private Equity Fund	$49.5M	Oct 10, 2024	4	Mar 28, 2018	reported	n/a
DEP EA, L.P.	Private Equity Fund	$46.3M	Oct 10, 2024	5	Mar 28, 2019	reported	n/a
CS YORK TOTAL RETURN LP	Hedge Fund	$46.0M	Mar 29, 2016	89	Mar 30, 2012	dropped	021-159967
CS FINISTERRE SOVEREIGN DEBT FUND LP	Hedge Fund	$43.2M	Mar 29, 2016	96	Mar 30, 2012	dropped	021-175594
DEP BO, L.P.	Private Equity Fund	$41.8M	Oct 10, 2024	6	Mar 30, 2020	reported	n/a
DEP MT, L.P.	Private Equity Fund	$39.9M	Oct 10, 2024	5	Mar 31, 2022	reported	n/a
SPF HEDGEFOCUS FUND LTD	Hedge Fund	$37.3M	Mar 29, 2016	32	Mar 31, 2015	dropped	021-222320
DEP LY, L.P.	Private Equity Fund	$34.5M	Jan 23, 2020	10	Mar 30, 2016	dropped	n/a
SPF HEDGEFOCUS FUND LP	Hedge Fund	$31.3M	Mar 29, 2016	53	Mar 31, 2015	dropped	021-220252
DEP DUR, L.P	Private Equity Fund	$29.6M	Oct 10, 2024	3	Mar 31, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CREDIT SUISSE (USA) LLC	SOLE MEMBER	E	yes	11/2000	Jun 12, 2024	Oct 10, 2024
CREDIT SUISSE HOLDINGS (USA), INC.	Shareholder	E	yes	10/2000	Mar 30, 2012	Oct 10, 2024
DOSHI, JIGNESH R	BOARD MEMBER	Na	yes	06/2024	Jun 25, 2024	Oct 10, 2024
UBS AG	Shareholder	E	yes	11/2000	Jun 12, 2024	Oct 10, 2024
UBS AMERICAS HOLDING LLC	Shareholder	E	yes	06/2024	Jun 12, 2024	Oct 10, 2024
UBS GROUP AG	Shareholder	E	yes	11/2014	Jul 11, 2023	Oct 10, 2024
WIPF, THOMAS G	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	Na	yes	07/2023	Oct 11, 2023	Oct 10, 2024
CHIODI, MARIA	GENERAL COUNSEL	Na	no	03/2023	Oct 11, 2023	Oct 10, 2024
CREDIT SUISSE GROUP FINANCE (U.S.) LLC	MINORITY INTEREST	Na	no	05/2023	Jul 11, 2023	Oct 10, 2024
DIMARCO, PATRICK	CHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER & THE INVESTMENT ADVISOR	Na	no	08/2024	Sep 20, 2024	Oct 10, 2024
HASSELL, GARY	HEAD OF OPERATIONS	Na	no	08/2023	Oct 11, 2023	Oct 10, 2024
POWERS, WAYNE J	CHIEF FINANCIAL OFFICER	Na	no	12/2023	Mar 28, 2024	Oct 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UBS FINANCIAL SERVICES INC.	n/a	Wirehouse	$916B	N	yes	n/a
UBS ASSET MANAGEMENT (AMERICAS) LLC	n/a	Mixed wealth	$588B	N	yes	n/a
CREDIT SUISSE ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$60B	N	yes	n/a
UBS HEDGE FUND SOLUTIONS LLC	n/a	Former SEC adviser	$39B	N	yes	n/a
UBS OCONNOR LLC	n/a	Former SEC adviser	$14B	N	yes	n/a
UBS REALTY INVESTORS LLC	n/a	Asset manager	$2.3B	N	yes	n/a
UBS FARMLAND INVESTORS LLC	n/a	No RAUM reported	$0	N	yes	n/a
CREDIT SUISSE AG	n/a	n/a	n/a	Y	no	n/a
UBS ASSET MANAGEMENT (US) INC.	n/a	n/a	n/a	N	yes	n/a
UBS FUND SERVICES (USA) LLC	n/a	n/a	n/a	N	yes	n/a
UBS SECURITIES LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 14, 2025	$805M	$805M	39	2	0	20	n/a
2023	Mar 28, 2024	$805M	$805M	39	2	0	20	$3.6B
2022	Mar 31, 2023	$785M	$785M	3,796	3	0	22	$782M
2021	Mar 31, 2022	$771M	$771M	4,452	5	0	22	$771M
2020	Mar 30, 2021	$495M	$495M	4,603	5	0	16	$495M
2019	Mar 30, 2020	$404M	$404M	4,744	5	0	14	$404M
2018	Mar 28, 2019	$299M	$299M	4,720	5	0	15	$299M
2017	Mar 28, 2018	$242M	$242M	5,199	6	0	13	$242M
2016	Mar 31, 2017	$168M	$168M	5,381	6	n/a	10	$168M
2015	Mar 30, 2016	$135M	$13.8M	12,432	7	n/a	9	$133M
2014	Mar 31, 2015	$29B	$22B	9,443	873	n/a	35	$1.7B
2013	Mar 31, 2014	$20B	$16B	8,499	908	n/a	25	$819M
2012	Mar 28, 2013	$16B	$12B	11,270	538	n/a	16	$181M
2011	Mar 30, 2012	$15B	$11B	n/a	n/a	n/a	8	$43.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$805M	$805M	0.0%	$771M	1.4%	39	39	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 54

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISORY RESEARCH INC	2	Nov 15, 2016	Oct 21, 2020	CHICAGO, IL	Team lift out	Other	13.3%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Oct 17, 2016	Nov 1, 2016	NEW YORK, NY	Team lift out	Other	11.1%
UBS FINANCIAL SERVICES INC.	2	Jun 23, 2016	Sep 1, 2016	NEW YORK, NY	Team lift out	Other	7.4%
WELLS FARGO ADVISORS	2	May 11, 2016	Sep 29, 2016	WEST CONSHOHOCKEN, PA	Team lift out	Other	3.4%
WELLS FARGO ADVISORS	3	Apr 12, 2016	Apr 1, 2016	CHICAGO, IL	Team lift out	Other	3.1%
WELLS FARGO ADVISORS	2	Apr 11, 2016	Mar 28, 2016	WEST CONSHOHOCKEN, PA	Team lift out	Other	2.0%
WELLS FARGO ADVISORS	3	Apr 5, 2016	Apr 1, 2016	SAN FRANCISCO, CA	Team lift out	Other	2.6%
WELLS FARGO ADVISORS	9	Apr 5, 2016	Apr 1, 2016	NEW YORK, NY	Team lift out	Other	7.9%
UBS FINANCIAL SERVICES INC.	5	Apr 5, 2016	Jan 30, 2017	CHICAGO, IL	Team lift out	Other	4.4%
MORGAN STANLEY	2	Mar 30, 2016	Mar 9, 2016	NEW YORK, NY	Team lift out	Other	1.5%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	3	Mar 29, 2016	Mar 7, 2016	DALLAS, TX	Team lift out	Other	2.2%
UBS FINANCIAL SERVICES INC.	4	Mar 24, 2016	Dec 23, 2025	MIAMI, FL	Team lift out	Other	2.7%
J.P. MORGAN SECURITIES LLC	2	Mar 23, 2016	Mar 28, 2016	NEW YORK, NY	Team lift out	Other	1.3%
MORGAN STANLEY	2	Mar 15, 2016	Mar 4, 2016	WEST CONSHOHOCKEN, PA	Team lift out	Other	1.2%
UBS FINANCIAL SERVICES INC.	2	Mar 8, 2016	Feb 16, 2016	CHICAGO, IL	Team lift out	Other	1.1%
MORGAN STANLEY	9	Mar 2, 2016	Mar 9, 2016	MIAMI, FL	Team lift out	Other	4.3%
MORGAN STANLEY	7	Feb 29, 2016	Mar 10, 2016	NEW YORK, NY	Team lift out	Other	3.3%
UBS FINANCIAL SERVICES INC.	3	Feb 18, 2016	Feb 12, 2016	WEST PALM BEACH, FL	Team lift out	Other	1.3%
STIFEL, NICOLAUS & COMPANY, INCORPORATED	4	Feb 17, 2016	Jan 21, 2016	DALLAS, TX	Team lift out	Other	1.7%
MORGAN STANLEY	3	Feb 10, 2016	Sep 28, 2016	BOSTON, MA	Team lift out	Other	1.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	2	May 26, 2015	Jun 19, 2015	SAN FRANCISCO, CA	Team lift out	Other	0.0%
SUNTRUST INVESTMENT SERVICES, INC.	2	Apr 21, 2015	May 11, 2015	CORAL GABLES, FL	Team lift out	Other	0.4%
J.P. MORGAN SECURITIES LLC	4	Jan 20, 2015	Jan 20, 2015	DALLAS, TX	Team lift out	Other	0.1%

Relationships

showing 80 of 1,076

Affiliated with (16)

← UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← UBS FARMLAND INVESTORS LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← UBS REALTY INVESTORS LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
→ CREDIT SUISSE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ UBS FARMLAND INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ UBS REALTY INVESTORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ UBS OCONNOR LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS HEDGE FUND SOLUTIONSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS SECURITIES LLCRegistered adviserbroker-dealer, bank, trust company, common control
factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserother investment adviser, broker-dealer, trust company, common control
factForm ADV
← UBS HEDGE FUND SOLUTIONSRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← UBS OCONNOR LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← CREDIT SUISSE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← CREDIT SUISSE (BERMUDA) LIMITEDRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
← CREDIT SUISSE PRIVATE ADVISORSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Advises (29)

→ DEP EYE, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP GEI, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ DEP BO, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DEP CL, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP OS, L.PPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ DEP RJ, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ DEP MT, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP PET, L.PPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ DEP AU, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DEP AC, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ DEP EA, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ MIP PA (CAYMAN), L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ DEP UI, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ DEP CAN, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP CAA, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP MH, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DEP PM, LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ DEP DUR, L.PPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ DEP RL, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DEP IM, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ DEP TA, L.PPrivate fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ DEP BOL, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ DEP NC, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2017 to Mar 8, 2023factForm ADV
→ DEP BLT, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2017 to Mar 8, 2023factForm ADV
→ DEP AM, L.PPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to Oct 1, 2020factForm ADV
→ DEP APP, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2017 to Jan 23, 2020factForm ADV
→ DEP LY, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Jan 23, 2020factForm ADV
→ DEP AQ, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Jan 23, 2020factForm ADV
→ DEP AGP, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Jan 23, 2020factForm ADV

Moved with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviser4 advisors, team lift out
Mar 24, 2016 to Dec 23, 2025factForm ADV
→ ADVISORY RESEARCH INCRegistered adviser2 advisors, team lift out, same day
Nov 15, 2016 to Oct 21, 2020factForm ADV
→ MORGAN STANLEYRegistered adviser4 advisors, team lift out
Oct 2, 2015 to Mar 8, 2018factForm ADV

Registered with (19)

← Andrew Guy StevensAdvisorregistration: previous registration
Jul 5, 2022 to Oct 23, 2024factForm ADV
← Marjorie DorceDieuseulAdvisorregistration: previous registration
Jul 21, 2022 to Apr 10, 2024factForm ADV
← MEGAN VON FELDTAdvisorregistration: previous registration
Sep 15, 2014 to Mar 29, 2024factForm ADV
← SOULEMANE BAGAYOKOAdvisorregistration: previous registration
Apr 27, 2022 to Dec 19, 2023factForm ADV
← Matthew J DowdAdvisorregistration: previous registration
May 4, 2022 to Dec 1, 2023factForm ADV
← Jamie E OSullivanAdvisorregistration: previous registration
Apr 3, 2014 to Nov 21, 2023factForm ADV
← Karen PawlykAdvisorregistration: previous registration
Dec 20, 2021 to Oct 25, 2023factForm ADV
← Robert Michael IveyAdvisorregistration: previous registration
Aug 24, 2018 to Sep 21, 2023factForm ADV
← ANNABELLE BUNNAdvisorregistration: previous registration
Jan 9, 2013 to Sep 1, 2023factForm ADV
← JONATHAN Nicholas WOOAdvisorregistration: previous registration
Jun 25, 2020 to Jul 27, 2023factForm ADV
← Kathryn Mary RagaisisAdvisorregistration: previous registration
Jul 21, 2021 to May 19, 2023factForm ADV
← JEREMY DUKSINAdvisorregistration: previous registration
Jul 20, 2010 to Mar 1, 2023factForm ADV
← JILL ANN JENSENAdvisorregistration: previous registration
Oct 31, 2011 to Nov 2, 2022factForm ADV
← RYAN JOSEPH BECKERAdvisorregistration: previous registration
Dec 4, 2015 to Dec 26, 2021factForm ADV
← TRAVIS ROBERT KRUSEAdvisorregistration: previous registration
Mar 29, 2007 to Sep 17, 2021factForm ADV
← BRYAN A SCHERERAdvisorregistration: previous registration
Aug 3, 2018 to Apr 21, 2021factForm ADV
← RYAN CARRAdvisorregistration: previous registration
Feb 12, 2016 to Oct 2, 2018factForm ADV
← SHARESE JENNIFER WILSONAdvisorregistration: previous registration
Nov 7, 2016 to Jul 3, 2018factForm ADV
← Ellen E VetromileAdvisorregistration: previous registration
Mar 2, 2017 to Dec 21, 2017factForm ADV

Controls (5)

← WIPF, THOMAS GOwnerCHIEF EXECUTIVE OFFICER, BOARD MEMBER, ownership code NA, individual
Oct 11, 2023 to Oct 10, 2024factForm ADV
← DOSHI, JIGNESH ROwnerBOARD MEMBER, ownership code NA, individual
Jun 25, 2024 to Oct 10, 2024factForm ADV
← CREDIT SUISSE (USA) LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jun 12, 2024 to Oct 10, 2024factForm ADV
← UBS AGOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 12, 2024 to Oct 10, 2024factForm ADV
← UBS AMERICAS HOLDING LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Jun 12, 2024 to Oct 10, 2024factForm ADV

Owns (5)

← CHIODI, MARIAOwnerGENERAL COUNSEL, ownership code NA, individual
Oct 11, 2023 to Oct 10, 2024factForm ADV
← POWERS, WAYNE JOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2024 to Oct 10, 2024factForm ADV
← DIMARCO, PATRICKOwnerCHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER & THE INVESTMENT ADVISOR, ownership code NA, individual
Sep 20, 2024 to Oct 10, 2024factForm ADV
← HASSELL, GARYOwnerHEAD OF OPERATIONS, ownership code NA, individual
Oct 11, 2023 to Oct 10, 2024factForm ADV
← CREDIT SUISSE GROUP FINANCE (U.S.) LLCOwnerMINORITY INTEREST, ownership code NA, domestic entity
Jul 11, 2023 to Oct 10, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 2, 2025
Left the SEC roster
Credit Suisse Securities (Usa) Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $805.3M)
Form ADVobserved 4 days ago
$805M
Occurred
Oct 23, 2024
Advisor changed firm
Andrew Guy Stevens left Credit Suisse Securities (Usa) Llc for Eagle Strategies Llc (registered 2026-08-27)
Form ADVobserved 4 days ago
Occurred
Jun 25, 2024
Control person joined
Jignesh Doshi (Board Member) appeared on Schedule A of Credit Suisse Securities (Usa) Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Megan Von Feldt left Credit Suisse Securities (Usa) Llc for Ubs Asset Management (Americas) Llc (registered 2024-08-30)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2023
Advisor changed firm
Soulemane Bagayoko left Credit Suisse Securities (Usa) Llc for Citigroup Global Markets Inc. (registered 2026-01-22)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Matthew J Dowd left Credit Suisse Securities (Usa) Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2023
Advisor changed firm
Jamie E Osullivan left Credit Suisse Securities (Usa) Llc for Rbc Capital Markets, Llc (registered 2024-01-25)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2023
Control person left
Jerry Preston Leamon (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2023-10-06, absent 2023-10-11)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2023
Control person left
Bruce Tilton Richards (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2023-10-06, absent 2023-10-11)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2023
Control person left
Morris Wayne Applewhite (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2023-10-06, absent 2023-10-11)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2023
Control person joined
Thomas Wipf (Chief Executive Officer, Board Member) appeared on Schedule A of Credit Suisse Securities (Usa) Llc
Form ADVobserved 4 days ago
Occurred
Sep 21, 2023
Advisor changed firm
Robert Michael Ivey left Credit Suisse Securities (Usa) Llc for Leucadia Asset Management Llc (registered 2024-02-29)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Annabelle Bunn left Credit Suisse Securities (Usa) Llc for Citigroup Global Markets Inc. (registered 2023-09-19)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2023
Advisor changed firm
Jonathan Nicholas Woo left Credit Suisse Securities (Usa) Llc for Citigroup Global Markets Inc. (registered 2023-07-14)
Form ADVobserved 4 days ago
Occurred
Jul 11, 2023
Control person left
David Lawrence Miller (Global Head Of Investment Banking, Capital Markets And Credit. Head Of Credit Suisse Americas) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2023-06-01, absent 2023-07-11)
Form ADVobserved 4 days ago
Occurred
May 19, 2023
Advisor changed firm
Kathryn Mary Ragaisis left Credit Suisse Securities (Usa) Llc for Charles Schwab & Co., Inc. (registered 2023-07-31)
Form ADVobserved 4 days ago
Occurred
Mar 1, 2023
Advisor changed firm
Jeremy Duksin left Credit Suisse Securities (Usa) Llc for Robert W. Baird & Co. Incorporated (registered 2023-02-21)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2022
Advisor changed firm
Jill Ann Jensen left Credit Suisse Securities (Usa) Llc for Nuveen Asset Management, Llc (registered 2022-12-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Credit Suisse Securities (Usa) Llc reported RAUM $771.4M, up 56% from $494.7M (2021-11-18 to 2022-03-31)
Form ADVobserved 4 days ago
$277M
Occurred
Mar 31, 2022
Control person left
Eric Morris Varvel (Board Member And Chief Executive Officer) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2022-03-31, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
May 12, 2021
Control person joined
Morris Wayne Applewhite (Board Member) appeared on Schedule A of Credit Suisse Securities (Usa) Llc
Form ADVobserved 4 days ago
Occurred
May 12, 2021
Control person left
Brian Matthew Chin (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2021-04-23, absent 2021-05-12)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2020
Control person left
Joachim Christian Oechslin (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2020-06-24, absent 2020-09-09)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Credit Suisse Securities (Usa) Llc reported RAUM $404.0M, up 35% from $298.8M (2020-01-23 to 2020-03-30)
Form ADVobserved 4 days ago
$105M
Occurred
Mar 30, 2020
Control person left
James Louis Amine (Board Member) no longer on Schedule A of Credit Suisse Securities (Usa) Llc (listed 2020-01-23, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
David Lawrence Miller (Board Member) appeared on Schedule A of Credit Suisse Securities (Usa) Llc
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2024
Credit Suisse Securities (Usa) Llc reported 1 state-registered advisory representatives, down from 40 (2024-01-24 to 2024-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6ae3156-1ec5-57bd-c2c7-55efb178296c
First observed: Mar 30, 2012
Last observed: Jan 14, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREDIT SUISSE SECURITIES (USA) LLC

CRD 816

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6ae3156-1ec5-57bd-c2c7-55efb178296c

Data as of Jan 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DEP CAN, L.P.

Private Equity Fund

$2.8B

Oct 10, 2024

Mar 31, 2022

reported

n/a

Hedge Fund

$315M

Mar 29, 2016

277

Mar 31, 2014

dropped

021-198373

MILLENNIUM USA HEDGEFOCUS FUND LP

Hedge Fund

$244M

Mar 29, 2016

465

Mar 31, 2014

dropped

021-198374

BLACKGOLD OPPORTUNITY HEDGEFOCUS FUND LP

Hedge Fund

$182M

Mar 29, 2016

395

Mar 31, 2014

dropped

021-196219

YORK CREDIT OPPORTUNITIES HEDGEFOCUS FUND LTD

Hedge Fund

$143M

Mar 29, 2016

Mar 31, 2014

dropped

021-198380

DEP MH, L.P.

Private Equity Fund

$102M

Oct 10, 2024

Mar 31, 2022

reported

n/a

DEP RL, L.P.

Private Equity Fund

$95.2M

Oct 10, 2024

Mar 30, 2020

reported

n/a

MKP OPPORTUNITY HEDGEFOCUS FUND LP

Hedge Fund

$88.8M

Mar 29, 2016

106

Mar 31, 2014

dropped

021-193702

DEP IM, L.P.

Private Equity Fund

$82.3M

Oct 10, 2024

Mar 30, 2021

reported

n/a

DEP RJ, L.P.

Private Equity Fund

$63.9M

Oct 10, 2024

Mar 30, 2021

reported

n/a

DEP AU, L.P.

Private Equity Fund

$63.6M

Oct 10, 2024

Mar 30, 2020

reported

n/a

YORK CREDIT OPPORTUNITIES HEDGEFOCUS FUND LP

Hedge Fund

$63.2M

Mar 29, 2016

122

Mar 31, 2014

dropped

021-198377

OZDPII HEDGEFOCUS FUND LP

Hedge Fund

$62.1M

Mar 29, 2016

117

Mar 28, 2013

dropped

021-193704

DOONBEG HEDGEFOCUS FUND LP

Hedge Fund

$57.3M

Mar 29, 2016

128

Mar 31, 2014

dropped

021-198383

BLACKGOLD OPPORTUNITY HEDGEFOCUS FUND LTD.

Hedge Fund

$52.7M

Mar 29, 2016

153

Mar 31, 2014

dropped

021-200218

DEP UI, L.P.

Private Equity Fund

$49.5M

Oct 10, 2024

Mar 28, 2018

reported

n/a

DEP EA, L.P.

Private Equity Fund

$46.3M

Oct 10, 2024

Mar 28, 2019

reported

n/a

CS YORK TOTAL RETURN LP

Hedge Fund

$46.0M

Mar 29, 2016

Mar 30, 2012

dropped

021-159967

CS FINISTERRE SOVEREIGN DEBT FUND LP

Hedge Fund

$43.2M

Mar 29, 2016

Mar 30, 2012

dropped

021-175594

DEP BO, L.P.

Private Equity Fund

$41.8M

Oct 10, 2024

Mar 30, 2020

reported

n/a

DEP MT, L.P.

Private Equity Fund

$39.9M

Oct 10, 2024

Mar 31, 2022

reported

n/a

SPF HEDGEFOCUS FUND LTD

Hedge Fund

$37.3M

Mar 29, 2016

Mar 31, 2015

dropped

021-222320

DEP LY, L.P.

Private Equity Fund

$34.5M

Jan 23, 2020

Mar 30, 2016

dropped

n/a

SPF HEDGEFOCUS FUND LP

Hedge Fund

$31.3M

Mar 29, 2016

Mar 31, 2015

dropped

021-220252

DEP DUR, L.P

Private Equity Fund

$29.6M

Oct 10, 2024

Mar 31, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CREDIT SUISSE (USA) LLC

SOLE MEMBER

yes

11/2000

Jun 12, 2024

Oct 10, 2024

CREDIT SUISSE HOLDINGS (USA), INC.

Shareholder

yes

10/2000

Mar 30, 2012

Oct 10, 2024

DOSHI, JIGNESH R

BOARD MEMBER

yes

06/2024

Jun 25, 2024

Oct 10, 2024

UBS AG

Shareholder

yes

11/2000

Jun 12, 2024

Oct 10, 2024

UBS AMERICAS HOLDING LLC

Shareholder

yes

06/2024

Jun 12, 2024

Oct 10, 2024

UBS GROUP AG

Shareholder

yes

11/2014

Jul 11, 2023

Oct 10, 2024

WIPF, THOMAS G

CHIEF EXECUTIVE OFFICER, BOARD MEMBER

yes

07/2023

Oct 11, 2023

Oct 10, 2024

CHIODI, MARIA

GENERAL COUNSEL

03/2023

Oct 11, 2023

Oct 10, 2024

CREDIT SUISSE GROUP FINANCE (U.S.) LLC

MINORITY INTEREST

05/2023

Jul 11, 2023

Oct 10, 2024

DIMARCO, PATRICK

CHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER & THE INVESTMENT ADVISOR

08/2024

Sep 20, 2024

Oct 10, 2024

HASSELL, GARY

HEAD OF OPERATIONS

08/2023

Oct 11, 2023

Oct 10, 2024

POWERS, WAYNE J

CHIEF FINANCIAL OFFICER

12/2023

Mar 28, 2024

Oct 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UBS ASSET MANAGEMENT (AMERICAS) LLC

n/a

Wirehouse

$916B

yes

n/a

n/a

Mixed wealth

$588B

yes

n/a

CREDIT SUISSE ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$60B

yes

n/a

UBS HEDGE FUND SOLUTIONS LLC

n/a

Former SEC adviser

$39B

yes

n/a

UBS OCONNOR LLC

n/a

Former SEC adviser

$14B

yes

n/a

UBS REALTY INVESTORS LLC

n/a

Asset manager

$2.3B

yes

n/a

UBS FARMLAND INVESTORS LLC

n/a

No RAUM reported

yes

n/a

CREDIT SUISSE AG

n/a

UBS ASSET MANAGEMENT (US) INC.

n/a

yes

n/a

UBS FUND SERVICES (USA) LLC

n/a

yes

n/a

UBS SECURITIES LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 14, 2025

$805M

n/a

2023

Mar 28, 2024

$805M

$3.6B

2022

Mar 31, 2023

$785M

3,796

$782M

2021

Mar 31, 2022

$771M

4,452

$771M

2020

Mar 30, 2021

$495M

4,603

$495M

2019

Mar 30, 2020

$404M

4,744

$404M

2018

Mar 28, 2019

$299M

4,720

$299M

2017

Mar 28, 2018

$242M

5,199

$242M

2016

Mar 31, 2017

$168M

5,381

n/a

$168M

2015

Mar 30, 2016

$135M

$13.8M

12,432

n/a

$133M

2014

Mar 31, 2015

$29B

$22B

9,443

873

n/a

$1.7B

2013

Mar 31, 2014

$20B

$16B

8,499

908

n/a

$819M

2012

Mar 28, 2013

$16B

$12B

11,270

538

n/a

$181M

2011

Mar 30, 2012

$15B

$11B

n/a

$43.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$805M

0.0%

$771M

1.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISORY RESEARCH INC

Nov 15, 2016

Oct 21, 2020

CHICAGO, IL

Team lift out

Other

13.3%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 17, 2016

Nov 1, 2016

NEW YORK, NY

Team lift out

Other

11.1%

Jun 23, 2016

Sep 1, 2016

NEW YORK, NY

Team lift out

Other

7.4%

May 11, 2016

Sep 29, 2016

WEST CONSHOHOCKEN, PA

Team lift out

Other

3.4%

Apr 12, 2016

Apr 1, 2016

CHICAGO, IL

Team lift out

Other

3.1%

Apr 11, 2016

Mar 28, 2016

WEST CONSHOHOCKEN, PA

Team lift out

Other

2.0%

Apr 5, 2016

Apr 1, 2016

SAN FRANCISCO, CA

Team lift out

Other

2.6%

Apr 5, 2016

Apr 1, 2016

NEW YORK, NY

Team lift out

Other

7.9%

Apr 5, 2016

Jan 30, 2017

CHICAGO, IL

Team lift out

Other

4.4%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 30, 2016

Mar 9, 2016

NEW YORK, NY

Team lift out

Other

1.5%

Mar 29, 2016

Mar 7, 2016

DALLAS, TX

Team lift out

Other

2.2%

J.P. MORGAN SECURITIES LLC

Mar 24, 2016

Dec 23, 2025

MIAMI, FL

Team lift out

Other

2.7%

Mar 23, 2016

Mar 28, 2016

NEW YORK, NY

Team lift out

Other

1.3%

Mar 15, 2016

Mar 4, 2016

WEST CONSHOHOCKEN, PA

Team lift out

Other

1.2%

Mar 8, 2016

Feb 16, 2016

CHICAGO, IL

Team lift out

Other

1.1%

Mar 2, 2016

Mar 9, 2016

MIAMI, FL

Team lift out

Other

4.3%

Feb 29, 2016

Mar 10, 2016

NEW YORK, NY

Team lift out

Other

3.3%

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Feb 18, 2016

Feb 12, 2016

WEST PALM BEACH, FL

Team lift out

Other

1.3%

Feb 17, 2016

Jan 21, 2016

DALLAS, TX

Team lift out

Other

1.7%

Feb 10, 2016

Sep 28, 2016

BOSTON, MA

Team lift out

Other

1.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm