RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•• Z•••••••
- G•••• L•• state registered currentsince Mar 1, 2011 · Chicago, Il
- K••••• I••••••••• G••••• L•• formerFeb 12, 2010 to Jan 21, 2011 · Chicago, Il
- M•• W••••• M••••••••• L•• formerAug 27, 2009 to Feb 12, 2010 · Chicago, Il
- I••••••••• W••••• M••••••••• L•• unclassifiedSep 25, 2007 to Aug 27, 2009 · Chicago, Il
- C••••• S••••• S••••••••• •••• L•• formerAug 11, 2005 to Oct 12, 2007 · Chicago, Il
- K••••• I••••••••• G••••• L•• to G•••• L••left Jan 21, 2011, registered Mar 1, 2011 (39 days) · Other
- M•• W••••• M••••••••• L•• to K••••• I••••••••• G••••• L••left Feb 12, 2010, registered Feb 12, 2010 (0 days) · Other
- I••••••••• W••••• M••••••••• L•• to M•• W••••• M••••••••• L••left Aug 27, 2009, registered Aug 27, 2009 (0 days) · Other
- C••••• S••••• S••••••••• •••• L•• to I••••••••• W••••• M••••••••• L••left Oct 12, 2007, registered Sep 25, 2007 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address