DFX Intelligence

H••••••• E••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

H••••••• E••••• P•••••••• L••

CRD 167499

BOSTON, MA

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Search this name across graphsid dfx:ria:02b63561-d436-dfbe-f5bd-589331fa4446

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 3
Observed: Jun 26, 2015 to Mar 30, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

H••••••• E••••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

H••••••• E••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

H••••••• E••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $498M••• Locked
Discretionary RAUM: $498M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••• E••••• F••• I••• L•	Private Equity Fund	$217M	Mar 29, 2024	72	Mar 25, 2014	reported	021-205725
H••••••• E••••• F••• I•••• L•••	Private Equity Fund	$177M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• J•••••• G••••••	MANAGING DIRECTOR	Na	yes	01/2015	Mar 31, 2021	Mar 29, 2024
P•••••• E•••••• B•••••••	Member	E	yes	03/2003	Jun 26, 2015	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• F••• I•• G•• L••	n/a	n/a	n/a	N	yes	n/a
H••••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
H••••••• F••• V• G•• L•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$498M	$631M	-20.9%	$506M	-0.5%	13	13	0	0

Relationships

Advises (9)

→ H••••••• E••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ H••••••• E••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 25, 2014 to presentfactForm ADV
→ H••••••• E••••• F••• I•••• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ H••••••• A••••••••• 2•••• L••

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
H••••••• E••••• P•••••••• L•• reported RAUM $505.7M, up 33% from $380.6M (2022-03-30 to 2023-03-31)
Form ADVobserved 7 days ago
$125M
Occurred
Mar 31, 2021
Regulatory AUM changed
H••••••• E••••• P•••••••• L•• reported RAUM $292.7M, down 33% from $436.5M (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$-144M
Occurred
Mar 31, 2021
Control person joined
G•••••• J••••• C••••• (Managing Director) appeared on Schedule A of H••••••• E••••• P•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02b63561-d436-dfbe-f5bd-589331fa4446
First observed: Jun 26, 2015
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.