DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hastings Equity Partners, LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 26, 2015 · 20 filings
SEC status approved since Jul 7, 2015
RAUM
$498M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$498M as of Mar 30, 2026
Mar 28, 2016$191M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20160 then
Employees (5.A)13 as of Mar 30, 2026
Mar 28, 20169 then
Private funds6 as of Mar 30, 2026
Mar 28, 20165 then
RAUM -21% over the last fiscal year-0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$491M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.2M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hastings Equity Fund III, LP | Private Equity Fund | $217M | 72 | Mar 25, 2014 |
| Hastings Equity Fund IV-A, L.P. | Private Equity Fund | $177M | 45 | Mar 29, 2019 |
| Hastings Equity Fund V, L.P. | Private Equity Fund | $118M | 32 | Mar 31, 2023 |
| Hastings Equity Fund V-B, L.P. | Private Equity Fund | $18.3M | 5 | Mar 31, 2023 |
| Hastings Equity Fund IV-B, L.P. | Private Equity Fund | $17.2M | 6 | Mar 29, 2019 |
| Hastings Affiliates 2013, LLC | Private Equity Fund | $12.5M | 15 | Mar 25, 2014 |
| Hastings Equity Fund II, LPno longer reported | Private Equity Fund | $11.7M | 64 | Mar 30, 2015 |
| Hastings Fund II Co-Investment, LLCno longer reported | Private Equity Fund | $799,376 | 10 | Mar 30, 2015 |
| Hastings Equity Fund, LPno longer reported | Private Equity Fund | $153,011 | 45 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Gregory Joseph Conlon · Managing Directorcontrolsince 01/2015 · owns less than 5%
- Bickford Edward Patton · Membercontrolsince 03/2003 · owns 75% or more
- Lynn Katrina Starr-Frederick · Chief Financial Officer/Chief Compliance Officercontrolsince 01/2009 · owns less than 5%
Related persons
Schedule D 7.A
- Hastings Fund III Gp, LLCpooled vehicle sponsorn
- Hastings Fund IV Gp, L.P.pooled vehicle sponsorn
- Hastings Fund V Gp, L.P.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $9.9M to $7.2MMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $631M to $498MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $623M to $491MMar 31, 2025 to Mar 30, 2026
- RAUM · $631M to $498MMar 31, 2025 to Mar 30, 2026
- Assets in custody · $10.9M to $9.9MFeb 12, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $567M to $631MFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $560M to $623MFeb 12, 2025 to Mar 31, 2025
- RAUM · $567M to $631MFeb 12, 2025 to Mar 31, 2025
- Assets in custody · $9.7M to $10.9MOct 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $506M to $567MOct 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $497M to $560MOct 31, 2023 to Mar 29, 2024
- RAUM · $506M to $567MOct 31, 2023 to Mar 29, 2024
- Accounts · 5 to 6Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 11 to 10Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 6Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $5.2M to $9.7MMar 30, 2022 to Mar 31, 2023
- Employees · 14 to 13Mar 30, 2022 to Mar 31, 2023
- Other offices · 1 to 0Mar 30, 2022 to Mar 31, 2023
- Private funds · 4 to 6Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $381M to $506MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $371M to $497MMar 30, 2022 to Mar 31, 2023
- RAUM · $381M to $506MMar 30, 2022 to Mar 31, 2023
- Advisory employees · 8 to 11May 6, 2021 to Mar 30, 2022
- Assets in custody · $5.9M to $5.2MMay 6, 2021 to Mar 30, 2022
- Employees · 11 to 14May 6, 2021 to Mar 30, 2022
- Discretionary RAUM · $293M to $381MMay 6, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $285M to $371MMay 6, 2021 to Mar 30, 2022
- RAUM · $293M to $381MMay 6, 2021 to Mar 30, 2022
- HQ city · CONCORD to BOSTONMar 31, 2021 to May 6, 2021
- Accounts · 4 to 5Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $13.9M to $5.9MMar 30, 2020 to Mar 31, 2021
- HQ city · HOUSTON to CONCORDMar 30, 2020 to Mar 31, 2021
- HQ state · TX to MAMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $437M to $293MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $437M to $285MMar 30, 2020 to Mar 31, 2021
- RAUM · $437M to $293MMar 30, 2020 to Mar 31, 2021
- Assets in custody · $13.9M to $13.9MDec 23, 2019 to Mar 30, 2020
- Discretionary RAUM · $455M to $437MDec 23, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $455M to $437MDec 23, 2019 to Mar 30, 2020
Signals
5 dated events
- Hastings Equity Partners, Llc reported RAUM $505.7M, up 33% from $380.6M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Hastings Equity Partners, Llc reported RAUM $292.7M, down 33% from $436.5M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Gregory Joseph Conlon (Managing Director) appeared on Schedule A of Hastings Equity Partners, LlcMar 31, 2021 · Control person joined · fact
- Hastings Equity Partners, Llc reported RAUM $454.7M, up 106% from $221.0M (2018-03-27 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Hastings Equity Partners, Llc filed its initial SEC registration (Form ADV)Jun 26, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Hastings Equity Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Hastings Equity Partners, LLC · Private Equityshared crd · organization
- Hastings Equity Partners, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hastings-equity-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- HASTINGSEQUITY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 7813149596reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026